| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,875,935 | 37,275,000 | 23.40% | ||
| 2 | MORGAN STANLEY | 1,002,290 | 19,916,000 | 12.50% | ||
| 3 | OAK HILL ADVISORS LP | 804,292 | 15,981,000 | 10.03% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 656,176 | 13,038,000 | 8.19% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 635,393 | 12,625,000 | 7.93% | ||
| 6 | ALLIANCEBERNSTEIN L.P. | 608,500 | 12,091,000 | 7.59% | ||
| 7 | Lehman Financial Resources, Inc. | 313,240 | 6,224,000 | 3.91% | ||
| 8 | Karpus Management, Inc. | 268,727 | 5,340,000 | 3.35% | ||
| 9 | WELLS FARGO & COMPANY/MN | 250,571 | 4,978,000 | 3.13% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 189,226 | 3,760,000 | 2.36% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 176,162 | 3,500,000 | 2.20% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 139,000 | 2,762,000 | 1.73% | ||
| 13 | ROYAL BANK OF CANADA | 107,230 | 2,131,000 | 1.34% | ||
| 14 | CITIGROUP INC | 75,938 | 1,509,000 | 0.95% | ||
| 15 | VAN ECK ASSOCIATES CORP | 75,911 | 1,508,000 | 0.95% | ||
| 16 | TFS CAPITAL LLC | 62,777 | 1,247,000 | 0.78% | ||
| 17 | Virtu KCG Holdings LLC | 58,588 | 1,164,000 | 0.73% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 58,199 | 1,156,000 | 0.73% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 57,471 | 1,142,000 | 0.72% | ||
| 20 | CTC Alternative Strategies, Ltd. | 54,305 | 1,079,040 | 0.68% | ||
| 21 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 52,700 | 1,047,000 | 0.66% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 49,064 | 975,000 | 0.61% | ||
| 23 | PINNACLE ASSOCIATES LTD | 48,655 | 967,000 | 0.61% | ||
| 24 | Commonwealth Equity Services, Inc | 47,978 | 953,000 | 0.60% | ||
| 25 | USCA RIA LLC | 39,750 | 790,000 | 0.50% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 39,361 | 782,000 | 0.49% | ||
| 27 | LPL Financial LLC | 39,261 | 781,000 | 0.49% | ||
| 28 | FIRST TRUST ADVISORS LP | 33,318 | 662,000 | 0.42% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 32,800 | 652,000 | 0.41% | ||
| 30 | NEWGATE CAPITAL MANAGEMENT LLC | 26,550 | 528,000 | 0.33% | ||
| 31 | AMP Capital Investors Ltd | 25,500 | 503,000 | 0.32% | ||
| 32 | HighTower Advisors, LLC | 23,112 | 459,000 | 0.29% | ||
| 33 | WEDBUSH SECURITIES INC | 21,574 | 429,000 | 0.27% | ||
| 34 | Dominick & Dominick LLC | 16,159 | 321,000 | 0.20% | ||
| 35 | CITY HOLDING CO | 14,500 | 288,000 | 0.18% | ||
| 36 | BlackRock Investment Management, LLC | 10,000 | 199,000 | 0.12% | ||
| 37 | Edge Wealth Management LLC | 7,800 | 155,000 | 0.10% | ||
| 38 | Shamrock Asset Management LLC | 3,880 | 77,000 | 0.05% | ||
| 39 | MSI Financial Services Inc | 3,536 | 70,000 | 0.04% | ||
| 40 | GROUP ONE TRADING LLC | 2,100 | 42,000 | 0.03% | ||
| 41 | DEUTSCHE BANK AG\ | 2,050 | 40,000 | 0.03% | ||
| 42 | Horrell Capital Management, Inc. | 1,940 | 39,000 | 0.02% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 29,805 | 0.02% | ||
| 44 | FIFTH THIRD BANCORP | 1,300 | 26,000 | 0.02% | ||
| 45 | MassMutual Private Wealth & Trust, FSB | 741 | 14,724 | 0.01% | ||
| 46 | MOTCO | 570 | 11,000 | 0.01% | ||
| 47 | Exchange Capital Management, Inc. | 500 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
