| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,980,333 | 39,785,000 | 20.58% | ||
| 2 | MORGAN STANLEY | 1,017,292 | 20,438,000 | 10.57% | ||
| 3 | OAK HILL ADVISORS LP | 804,292 | 16,158,000 | 8.36% | ||
| 4 | Karpus Management, Inc. | 802,355 | 16,119,000 | 8.34% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 755,308 | 15,174,000 | 7.85% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 675,358 | 13,568,000 | 7.02% | ||
| 7 | ALLIANCEBERNSTEIN L.P. | 602,500 | 12,104,000 | 6.26% | ||
| 8 | Lehman Financial Resources, Inc. | 329,340 | 6,616,000 | 3.42% | ||
| 9 | 1832 Asset Management L.P. | 325,000 | 6,523,000 | 3.37% | ||
| 10 | WELLS FARGO & COMPANY/MN | 275,060 | 5,527,000 | 2.86% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 232,930 | 4,679,000 | 2.42% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 147,976 | 2,972,000 | 1.54% | ||
| 13 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 143,600 | 2,885,000 | 1.49% | ||
| 14 | TFS CAPITAL LLC | 99,429 | 1,998,000 | 1.03% | ||
| 15 | ROYAL BANK OF CANADA | 98,321 | 1,976,000 | 1.02% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 86,459 | 1,737,000 | 0.90% | ||
| 17 | LPL Financial LLC | 85,660 | 1,721,000 | 0.89% | ||
| 18 | VAN ECK ASSOCIATES CORP | 83,522 | 1,678,000 | 0.87% | ||
| 19 | Virtu KCG Holdings LLC | 73,135 | 1,469,000 | 0.76% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 71,534 | 1,437,000 | 0.74% | ||
| 21 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 70,700 | 1,420,000 | 0.73% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 70,144 | 1,409,000 | 0.73% | ||
| 23 | CITIGROUP INC | 64,019 | 1,286,000 | 0.67% | ||
| 24 | Pine River Capital Management L.P. | 61,900 | 1,243,000 | 0.64% | ||
| 25 | USCA RIA LLC | 61,372 | 1,233,000 | 0.64% | ||
| 26 | CTC Alternative Strategies, Ltd. | 56,805 | 1,141,212 | 0.59% | ||
| 27 | SG Americas Securities, LLC | 55,482 | 1,115,000 | 0.58% | ||
| 28 | PINNACLE ASSOCIATES LTD | 48,655 | 977,000 | 0.51% | ||
| 29 | Commonwealth Equity Services, Inc | 47,294 | 950,000 | 0.49% | ||
| 30 | HighTower Advisors, LLC | 40,783 | 819,000 | 0.42% | ||
| 31 | OTA Financial Group L.P. | 39,184 | 787,000 | 0.41% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 32,800 | 658,000 | 0.34% | ||
| 33 | FIRST TRUST ADVISORS LP | 32,693 | 657,000 | 0.34% | ||
| 34 | WEDBUSH SECURITIES INC | 23,017 | 462,000 | 0.24% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 22,346 | 449,000 | 0.23% | ||
| 36 | Shamrock Asset Management LLC | 22,060 | 443,000 | 0.23% | ||
| 37 | ASPIRIANT, LLC | 20,000 | 402,000 | 0.21% | ||
| 38 | Coe Capital Management, LLC | 20,000 | 401,800 | 0.21% | ||
| 39 | AMP Capital Investors Ltd | 19,500 | 391,000 | 0.20% | ||
| 40 | GSA CAPITAL PARTNERS LLP | 17,100 | 344,000 | 0.18% | ||
| 41 | Dominick & Dominick LLC | 16,257 | 327,000 | 0.17% | ||
| 42 | CITY HOLDING CO | 14,500 | 291,000 | 0.15% | ||
| 43 | Evanson Asset Management, LLC | 13,580 | 273,000 | 0.14% | ||
| 44 | Edge Wealth Management LLC | 11,243 | 226,000 | 0.12% | ||
| 45 | GOLDMAN SACHS GROUP INC | 10,519 | 211,000 | 0.11% | ||
| 46 | Investors Capital Advisory Services | 10,413 | 209,000 | 0.11% | ||
| 47 | DEUTSCHE BANK AG\ | 5,450 | 109,000 | 0.06% | ||
| 48 | B. Riley Wealth Advisors, Inc. | 4,000 | 80,000 | 0.04% | ||
| 49 | PANAGORA ASSET MANAGEMENT INC | 3,913 | 79,000 | 0.04% | ||
| 50 | MSI Financial Services Inc | 3,452 | 69,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
