| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,356,123 | 50,822,000 | 26.17% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,639,956 | 35,374,000 | 18.21% | ||
| 3 | MORGAN STANLEY | 1,050,518 | 22,660,000 | 11.67% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,041,127 | 22,457,000 | 11.56% | ||
| 5 | OAK HILL ADVISORS LP | 522,559 | 11,272,000 | 5.80% | ||
| 6 | Lehman Financial Resources, Inc. | 315,040 | 6,795,000 | 3.50% | ||
| 7 | LPL Financial LLC | 210,948 | 4,639,000 | 2.39% | ||
| 8 | Karpus Management, Inc. | 187,060 | 4,035,000 | 2.08% | ||
| 9 | DEUTSCHE BANK AG\ | 149,100 | 3,216,000 | 1.66% | ||
| 10 | PROFICIO CAPITAL PARTNERS LLC | 136,298 | 2,940,000 | 1.51% | ||
| 11 | VAN ECK ASSOCIATES CORP | 123,869 | 2,672,000 | 1.38% | ||
| 12 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 104,450 | 2,253,000 | 1.16% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 87,342 | 1,884,000 | 0.97% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 84,504 | 1,823,000 | 0.94% | ||
| 15 | ROYAL BANK OF CANADA | 82,722 | 1,784,000 | 0.92% | ||
| 16 | AQR ARBITRAGE LLC | 82,057 | 1,770,000 | 0.91% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 81,442 | 1,757,000 | 0.90% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 74,349 | 1,604,000 | 0.83% | ||
| 19 | HARVEY CAPITAL MANAGEMENT INC | 69,500 | 1,499,000 | 0.77% | ||
| 20 | CITIGROUP INC | 57,159 | 1,233,000 | 0.63% | ||
| 21 | PINNACLE ASSOCIATES LTD | 56,133 | 1,211,000 | 0.62% | ||
| 22 | Commonwealth Equity Services, Inc | 50,919 | 1,098,000 | 0.57% | ||
| 23 | USCA RIA LLC | 47,828 | 1,032,000 | 0.53% | ||
| 24 | Advisory Services Network, LLC | 33,570 | 724,000 | 0.37% | ||
| 25 | HighTower Advisors, LLC | 32,480 | 700,000 | 0.36% | ||
| 26 | NATIONAL PLANNING CORP | 29,000 | 647,000 | 0.33% | ||
| 27 | Janney Montgomery Scott LLC | 29,726 | 641,000 | 0.33% | ||
| 28 | FIRST TRUST ADVISORS LP | 29,288 | 632,000 | 0.33% | ||
| 29 | Squarepoint Ops LLC | 23,700 | 511,000 | 0.26% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 22,913 | 494,000 | 0.25% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 21,533 | 464,000 | 0.24% | ||
| 32 | Virtu KCG Holdings LLC | 19,178 | 414,000 | 0.21% | ||
| 33 | JPMORGAN CHASE & CO | 18,830 | 406,000 | 0.21% | ||
| 34 | STIFEL FINANCIAL CORP | 16,961 | 368,000 | 0.19% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 16,828 | 363,000 | 0.19% | ||
| 36 | Tortoise Investment Management, LLC | 12,220 | 264,000 | 0.14% | ||
| 37 | Investors Capital Advisory Services | 11,513 | 248,000 | 0.13% | ||
| 38 | OTA Financial Group L.P. | 11,060 | 225,000 | 0.12% | ||
| 39 | CITY HOLDING CO | 10,072 | 217,000 | 0.11% | ||
| 40 | Chicago Partners Investment Group LLC | 9,658 | 208,000 | 0.11% | ||
| 41 | Summit Financial Wealth Advisors, LLC | 9,500 | 205,000 | 0.11% | ||
| 42 | MSI Financial Services Inc | 7,286 | 157,000 | 0.08% | ||
| 43 | US BANCORP \DE\ | 6,792 | 147,000 | 0.08% | ||
| 44 | CUTLER GROUP LLC / CA | 5,798 | 125,000 | 0.06% | ||
| 45 | WOLVERINE ASSET MANAGEMENT LLC | 3,666 | 79,000 | 0.04% | ||
| 46 | First Horizon Advisors, Inc. | 2,000 | 43,000 | 0.02% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 32,000 | 0.02% | ||
| 48 | Brick & Kyle, Associates | 1,100 | 24,000 | 0.01% | ||
| 49 | IFP ADVISORS, INC | 1,107 | 24,000 | 0.01% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 572 | 12,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
