| 1 |
1607 Capital Partners, LLC |
4,914,216 |
47,717,000 |
16.77% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
4,175,575 |
40,545,000 |
14.25% |
|
|
| 3 |
MORGAN STANLEY |
4,074,067 |
39,560,000 |
13.91% |
|
|
| 4 |
LAZARD ASSET MANAGEMENT LLC |
1,949,252 |
18,927,000 |
6.65% |
|
|
| 5 |
CORNERSTONE ADVISORS INC |
1,905,968 |
18,507,000 |
6.51% |
|
|
| 6 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
1,796,997 |
17,449,000 |
6.13% |
|
|
| 7 |
Karpus Management, Inc. |
1,197,164 |
11,624,000 |
4.09% |
|
|
| 8 |
Invesco Ltd. |
1,046,508 |
10,161,000 |
3.57% |
|
|
| 9 |
Advisors Asset Management, Inc. |
1,012,162 |
9,828,000 |
3.45% |
|
|
| 10 |
AQR CAPITAL MANAGEMENT LLC |
685,094 |
6,652,000 |
2.34% |
|
|
| 11 |
NEWGATE CAPITAL MANAGEMENT LLC |
591,199 |
5,695,000 |
2.00% |
|
|
| 12 |
ROYAL BANK OF CANADA |
520,243 |
5,052,000 |
1.78% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
519,518 |
5,044,000 |
1.77% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
518,250 |
5,033,000 |
1.77% |
|
|
| 15 |
UBS Group AG |
506,667 |
4,920,000 |
1.73% |
|
|
| 16 |
Index Management Solutions, LLC |
457,298 |
4,440,000 |
1.56% |
|
|
| 17 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
323,000 |
3,152,000 |
1.11% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
281,153 |
2,729,000 |
0.96% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
278,808 |
2,707,000 |
0.95% |
|
|
| 20 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
225,133 |
2,186,000 |
0.77% |
|
|
| 21 |
TFS CAPITAL LLC |
204,163 |
1,982,000 |
0.70% |
|
|
| 22 |
RAYMOND JAMES & ASSOCIATES |
160,664 |
1,560,000 |
0.55% |
|
|
| 23 |
NEW ENGLAND SECURITIES CORP /MA/ |
156,234 |
1,517,000 |
0.53% |
|
|
| 24 |
Ionic Capital Management LLC |
142,129 |
1,380,000 |
0.49% |
|
|
| 25 |
MARATHON CAPITAL MANAGEMENT |
132,147 |
1,283,000 |
0.45% |
|
|
| 26 |
GOLDMAN SACHS GROUP INC |
130,146 |
1,264,000 |
0.44% |
|
|
| 27 |
COHEN & STEERS, INC. |
121,899 |
1,184,000 |
0.42% |
|
|
| 28 |
Raymond James Financial Services Advisors, Inc. |
101,295 |
984,000 |
0.35% |
|
|
| 29 |
KING INVESTMENT ADVISORS INC/TX |
89,842 |
872,000 |
0.31% |
|
|
| 30 |
LPL Financial LLC |
79,648 |
773,000 |
0.27% |
|
|
| 31 |
Arete Wealth Advisors, LLC |
72,470 |
704,000 |
0.25% |
|
|
| 32 |
Peak Asset Management, LLC |
62,583 |
608,000 |
0.21% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
60,180 |
584,000 |
0.21% |
|
|
| 34 |
DEUTSCHE BANK AG\ |
59,434 |
577,000 |
0.20% |
|
|
| 35 |
Global Endowment Management, LP |
58,880 |
572,000 |
0.20% |
|
|
| 36 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
56,083 |
545,000 |
0.19% |
|
|
| 37 |
NATIONAL PLANNING CORP |
49,311 |
475,851 |
0.17% |
|
|
| 38 |
Janney Montgomery Scott LLC |
48,752 |
473,382 |
0.17% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
48,488 |
471,000 |
0.17% |
|
|
| 40 |
Cambridge Investment Research Advisors, Inc. |
48,366 |
470,000 |
0.17% |
|
|
| 41 |
Coe Capital Management, LLC |
40,000 |
388,400 |
0.14% |
|
|
| 42 |
Commonwealth Equity Services, Inc |
33,180 |
322,000 |
0.11% |
|
|
| 43 |
MARINER INVESTMENT GROUP LLC |
27,590 |
268,000 |
0.09% |
|
|
| 44 |
JANE STREET GROUP, LLC |
25,695 |
249,000 |
0.09% |
|
|
| 45 |
Robert W. Baird & Co. Inc |
23,088 |
225,000 |
0.08% |
|
|
| 46 |
CTC Alternative Strategies, Ltd. |
23,171 |
224,990 |
0.08% |
|
|
| 47 |
AMERICAN INTERNATIONAL GROUP, INC. |
21,731 |
211,011 |
0.07% |
|
|
| 48 |
Relative Value Partners, LLC |
20,470 |
199,000 |
0.07% |
|
|
| 49 |
DRW Securities, LLC |
18,758 |
182,000 |
0.06% |
|
|
| 50 |
Investors Capital Advisory Services |
17,788 |
172,000 |
0.06% |
|
|
