| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6,995,804 | 50,440,000 | 21.77% | ||
| 2 | 1607 Capital Partners, LLC | 6,092,177 | 43,925,000 | 18.96% | ||
| 3 | MORGAN STANLEY | 3,828,035 | 27,601,000 | 11.91% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 2,764,811 | 19,934,000 | 8.60% | ||
| 5 | CORNERSTONE ADVISORS INC | 1,635,492 | 11,792,000 | 5.09% | ||
| 6 | Invesco Ltd. | 1,443,547 | 10,408,000 | 4.49% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,161,437 | 8,373,000 | 3.61% | ||
| 8 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 797,964 | 5,753,000 | 2.48% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 681,177 | 4,911,000 | 2.12% | ||
| 10 | BANK OF NOVA SCOTIA | 630,790 | 4,548,000 | 1.96% | ||
| 11 | Advisors Asset Management, Inc. | 498,233 | 3,592,000 | 1.55% | ||
| 12 | Vontobel Swiss Wealth Advisors AG | 414,235 | 2,987,000 | 1.29% | ||
| 13 | AQR ARBITRAGE LLC | 394,176 | 2,842,000 | 1.23% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 382,108 | 2,755,000 | 1.19% | ||
| 15 | ROYAL BANK OF CANADA | 335,820 | 2,421,000 | 1.04% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 331,074 | 2,387,000 | 1.03% | ||
| 17 | DOLIVER ADVISORS, LP | 329,762 | 2,378,000 | 1.03% | ||
| 18 | ROYCE & ASSOCIATES LP | 325,000 | 2,343,000 | 1.01% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 250,674 | 1,805,000 | 0.78% | ||
| 20 | UBS Group AG | 233,708 | 1,685,000 | 0.73% | ||
| 21 | Ionic Capital Management LLC | 212,905 | 1,535,000 | 0.66% | ||
| 22 | STIFEL FINANCIAL CORP | 209,825 | 1,513,000 | 0.65% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 195,350 | 1,408,000 | 0.61% | ||
| 24 | LPL Financial LLC | 133,523 | 932,000 | 0.40% | ||
| 25 | GEODE CAPITAL MANAGEMENT, LLC | 117,073 | 844,000 | 0.36% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 110,668 | 798,000 | 0.34% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 104,585 | 754,000 | 0.33% | ||
| 28 | MARATHON CAPITAL MANAGEMENT | 93,258 | 672,000 | 0.29% | ||
| 29 | Coe Capital Management, LLC | 90,000 | 648,900 | 0.28% | ||
| 30 | Stratos Wealth Partners, LTD. | 89,056 | 642,000 | 0.28% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 81,805 | 590,000 | 0.25% | ||
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 79,800 | 576,000 | 0.25% | ||
| 33 | Ancora Advisors LLC | 79,000 | 570,000 | 0.25% | ||
| 34 | BAIRD FINANCIAL GROUP, INC. | 77,114 | 556,000 | 0.24% | ||
| 35 | TFS CAPITAL LLC | 75,007 | 541,000 | 0.23% | ||
| 36 | Gramercy Funds Management LLC | 74,200 | 535,000 | 0.23% | ||
| 37 | MSI Financial Services Inc | 72,789 | 525,000 | 0.23% | ||
| 38 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 64,477 | 465,000 | 0.20% | ||
| 39 | Global Endowment Management, LP | 58,880 | 425,000 | 0.18% | ||
| 40 | Commonwealth Equity Services, Inc | 50,091 | 361,000 | 0.16% | ||
| 41 | Janney Montgomery Scott LLC | 47,144 | 340,000 | 0.15% | ||
| 42 | HighTower Advisors, LLC | 39,862 | 285,000 | 0.12% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 31,825 | 230,000 | 0.10% | ||
| 44 | Peak Asset Management, LLC | 30,907 | 223,000 | 0.10% | ||
| 45 | SENTINEL TRUST CO LBA | 29,541 | 213,000 | 0.09% | ||
| 46 | Curi Capital, LLC | 25,500 | 184,000 | 0.08% | ||
| 47 | DEUTSCHE BANK AG\ | 23,804 | 171,000 | 0.07% | ||
| 48 | CITIGROUP INC | 23,510 | 169,000 | 0.07% | ||
| 49 | IFP ADVISORS, INC | 20,645 | 149,000 | 0.06% | ||
| 50 | Round Table Services, LLC | 19,500 | 141,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
