| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6,466,416 | 45,975,000 | 20.30% | ||
| 2 | 1607 Capital Partners, LLC | 6,106,238 | 43,415,000 | 19.17% | ||
| 3 | MORGAN STANLEY | 3,565,205 | 25,348,000 | 11.19% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 2,752,598 | 19,570,000 | 8.64% | ||
| 5 | CORNERSTONE ADVISORS INC | 1,656,168 | 11,775,000 | 5.20% | ||
| 6 | Invesco Ltd. | 1,422,851 | 10,117,000 | 4.47% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,151,067 | 8,185,000 | 3.61% | ||
| 8 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 823,560 | 5,856,000 | 2.59% | ||
| 9 | Advisors Asset Management, Inc. | 566,888 | 4,031,000 | 1.78% | ||
| 10 | DESCHUTES PORTFOLIO STRATEGY, LLC | 562,412 | 3,999,000 | 1.77% | ||
| 11 | Curi Capital, LLC | 424,581 | 3,019,000 | 1.33% | ||
| 12 | ROYCE & ASSOCIATES LP | 420,000 | 2,986,000 | 1.32% | ||
| 13 | AQR ARBITRAGE LLC | 411,894 | 2,929,000 | 1.29% | ||
| 14 | BANK OF NOVA SCOTIA | 411,678 | 2,927,000 | 1.29% | ||
| 15 | Bulldog Investors, LLP | 361,572 | 2,571,000 | 1.14% | ||
| 16 | DOLIVER ADVISORS, LP | 324,242 | 2,305,000 | 1.02% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 296,600 | 2,109,000 | 0.93% | ||
| 18 | ROYAL BANK OF CANADA | 279,254 | 1,985,000 | 0.88% | ||
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 254,446 | 1,809,000 | 0.80% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 250,674 | 1,769,000 | 0.78% | ||
| 21 | UBS Group AG | 247,610 | 1,761,000 | 0.78% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 219,477 | 1,561,000 | 0.69% | ||
| 23 | Ionic Capital Management LLC | 214,905 | 1,528,000 | 0.67% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 210,065 | 1,494,000 | 0.66% | ||
| 25 | LPL Financial LLC | 173,062 | 1,224,000 | 0.54% | ||
| 26 | STIFEL FINANCIAL CORP | 171,625 | 1,220,000 | 0.54% | ||
| 27 | Weiss Asset Management LP | 139,690 | 993,000 | 0.44% | ||
| 28 | Squarepoint Ops LLC | 138,047 | 982,000 | 0.43% | ||
| 29 | SG Americas Securities, LLC | 137,619 | 978,000 | 0.43% | ||
| 30 | CREDIT SUISSE AG/ | 130,260 | 926,000 | 0.41% | ||
| 31 | BENJAMIN F. EDWARDS & COMPANY, INC. | 113,124 | 804,000 | 0.35% | ||
| 32 | MARATHON CAPITAL MANAGEMENT | 107,012 | 760,000 | 0.34% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 94,956 | 675,000 | 0.30% | ||
| 34 | CANNELL CAPITAL LLC | 94,117 | 669,000 | 0.30% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 85,491 | 608,000 | 0.27% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 85,419 | 607,000 | 0.27% | ||
| 37 | THRIVENT FINANCIAL FOR LUTHERANS | 79,800 | 567,000 | 0.25% | ||
| 38 | MSI Financial Services Inc | 70,973 | 505,000 | 0.22% | ||
| 39 | Coe Capital Management, LLC | 70,000 | 497,700 | 0.22% | ||
| 40 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 63,489 | 451,000 | 0.20% | ||
| 41 | Global Endowment Management, LP | 58,880 | 419,000 | 0.18% | ||
| 42 | Commonwealth Equity Services, Inc | 54,581 | 388,000 | 0.17% | ||
| 43 | NEWGATE CAPITAL MANAGEMENT LLC | 53,912 | 379,000 | 0.17% | ||
| 44 | Janney Montgomery Scott LLC | 48,799 | 347,000 | 0.15% | ||
| 45 | HighTower Advisors, LLC | 40,098 | 284,000 | 0.13% | ||
| 46 | DEUTSCHE BANK AG\ | 39,996 | 284,000 | 0.13% | ||
| 47 | BAIRD FINANCIAL GROUP, INC. | 38,214 | 272,000 | 0.12% | ||
| 48 | Stratos Wealth Partners, LTD. | 36,770 | 261,000 | 0.12% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 31,942 | 227,000 | 0.10% | ||
| 50 | Peak Asset Management, LLC | 29,967 | 213,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
