| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 9,980 | 178,000 | 25.87% | ||
| 2 | WELLS FARGO & COMPANY/MN | 8,043 | 143,000 | 20.78% | ||
| 3 | MORGAN STANLEY | 6,543 | 117,000 | 17.01% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,100 | 91,000 | 13.23% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 3,550 | 63,000 | 9.16% | ||
| 6 | DEUTSCHE BANK AG\ | 3,000 | 52,000 | 7.56% | ||
| 7 | Ledyard National Bank | 2,144 | 38,000 | 5.52% | ||
| 8 | CITIGROUP INC | 331 | 6,000 | 0.87% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
