| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Raymond James Financial Services Advisors, Inc. | 14,944 | 274,000 | 29.95% | ||
| 2 | UBS Group AG | 10,048 | 184,000 | 20.11% | ||
| 3 | WELLS FARGO & COMPANY/MN | 8,043 | 148,000 | 16.17% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,100 | 112,000 | 12.24% | ||
| 5 | MORGAN STANLEY | 4,534 | 83,000 | 9.07% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,250 | 41,000 | 4.48% | ||
| 7 | Ledyard National Bank | 2,144 | 39,000 | 4.26% | ||
| 8 | MSI Financial Services Inc | 559 | 10,000 | 1.09% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 530 | 10,000 | 1.09% | ||
| 10 | Tower Research Capital LLC (TRC) | 550 | 10,000 | 1.09% | ||
| 11 | CITIGROUP INC | 203 | 4,000 | 0.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
