| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 11,746 | 224,000 | 23.63% | ||
| 2 | ADVISOR GROUP, INC. | 9,546 | 182,000 | 19.20% | ||
| 3 | WELLS FARGO & COMPANY/MN | 8,044 | 154,000 | 16.24% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,100 | 116,000 | 12.24% | ||
| 5 | MORGAN STANLEY | 5,636 | 108,000 | 11.39% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,250 | 43,000 | 4.54% | ||
| 7 | Ledyard National Bank | 2,144 | 41,000 | 4.32% | ||
| 8 | Creative Planning | 2,000 | 38,000 | 4.01% | ||
| 9 | MSI Financial Services Inc | 859 | 17,000 | 1.79% | ||
| 10 | SOLARIS ASSET MANAGEMENT LLC | 700 | 13,000 | 1.37% | ||
| 11 | Tower Research Capital LLC (TRC) | 650 | 12,000 | 1.27% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
