| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CWM, LLC | 946 | 15,000 | 2.03% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 16,000 | 2.17% | ||
| 3 | NEXT Financial Group, Inc | 1,040 | 17,000 | 2.30% | ||
| 4 | ROYAL BANK OF CANADA | 1,554 | 25,000 | 3.39% | ||
| 5 | Ledyard National Bank | 2,144 | 34,000 | 4.61% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,673 | 42,000 | 5.69% | ||
| 7 | ADVISOR GROUP, INC. | 2,929 | 46,000 | 6.23% | ||
| 8 | MORGAN STANLEY | 5,267 | 83,000 | 11.25% | ||
| 9 | WELLS FARGO & COMPANY/MN | 8,044 | 127,000 | 17.21% | ||
| 10 | UBS Group AG | 9,944 | 157,000 | 21.27% | ||
| 11 | Curi Capital, LLC | 11,132 | 176,000 | 23.85% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
