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CALIFORNIA WTR SVC GROUP
CALIFORNIA WTR SVC GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 189 Institutional holders with a total value of $1,065,997,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,567,656 146,577,000 13.75%
2 BlackRock Fund Advisors 3,384,620 108,612,000 10.19%
3 PRICE T ROWE ASSOCIATES INC /MD/ 2,294,628 73,635,000 6.91%
4 PICTET ASSET MANAGEMENT LTD 1,966,603 63,109,000 5.92%
5 Impax Asset Management LTD 1,772,542 56,879,000 5.34%
6 DIMENSIONAL FUND ADVISORS LP 1,618,732 51,945,000 4.87%
7 BlackRock Institutional Trust Company, N.A. 1,206,055 38,702,000 3.63%
8 GOLDMAN SACHS GROUP INC 1,135,230 36,430,000 3.42%
9 STATE STREET CORP 1,022,913 32,826,000 3.08%
10 VIRTUS CAPITAL ADVISERS, LLC 884,393 28,380,000 2.66%
11 Bank of New York Mellon Corp 687,883 22,075,000 2.07%
12 Invesco Ltd. 683,085 21,920,000 2.06%
13 NORTHERN TRUST CORP 588,122 18,872,000 1.77%
14 ADAGE CAPITAL PARTNERS GP, L.L.C. 500,000 16,045,000 1.51%
15 DALTON GREINER HARTMAN MAHER & CO 466,202 14,960,000 1.40%
16 ZACKS INVESTMENT MANAGEMENT 425,628 13,658,000 1.28%
17 Personal Capital Advisors Corp 422,998 13,591,000 1.27%
18 CREDIT SUISSE AG/ 422,436 13,557,000 1.27%
19 BAILLIE GIFFORD & CO 405,390 13,009,000 1.22%
20 Impax Asset Management (AIFM) Ltd 382,096 12,255,000 1.15%
21 GEODE CAPITAL MANAGEMENT, LLC 355,485 11,407,000 1.07%
22 PRINCIPAL FINANCIAL GROUP INC 355,270 11,401,000 1.07%
23 AMERIPRISE FINANCIAL INC 323,435 10,378,000 0.97%
24 JPMORGAN CHASE & CO 289,858 9,302,000 0.87%
25 Water Asset Management LLC 280,323 8,996,000 0.84%
26 NORGES BANK 284,455 8,718,000 0.82%
27 Nuveen Asset Management, LLC 263,833 8,466,000 0.79%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 242,550 7,784,000 0.73%
29 BANK OF AMERICA CORP /DE/ 229,153 7,354,000 0.69%
30 BlackRock Investment Management, LLC 208,441 6,689,000 0.63%
31 MORGAN STANLEY 205,105 6,582,000 0.62%
32 BlackRock Group LTD 201,465 6,465,000 0.61%
33 GUGGENHEIM CAPITAL LLC 191,053 6,131,000 0.58%
34 DEUTSCHE BANK AG\ 188,117 6,034,000 0.57%
35 CREDIT AGRICOLE S A 185,777 5,961,000 0.56%
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 176,161 5,653,000 0.53%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,411 5,404,000 0.51%
38 KBC Group NV 167,630 5,379,000 0.50%
39 Legal & General Group Plc 158,565 5,088,000 0.48%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 148,279 4,758,000 0.45%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 146,226 4,692,000 0.44%
42 Calvert Investment Management, Inc. 132,921 4,265,000 0.40%
43 Zurcher Kantonalbank (Zurich Cantonalbank) 130,038 4,173,000 0.39%
44 FIRST TRUST ADVISORS LP 117,030 3,755,000 0.35%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 101,791 3,266,000 0.31%
46 ProShare Advisors LLC 91,088 2,923,000 0.27%
47 WELLS FARGO & COMPANY/MN 87,880 2,820,000 0.26%
48 Clear Harbor Asset Management, LLC 87,422 2,805,000 0.26%
49 UBS Group AG 86,332 2,770,000 0.26%
50 PRUDENTIAL FINANCIAL INC 86,231 2,767,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.