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CALIFORNIA WTR SVC GROUP
CALIFORNIA WTR SVC GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 144 Institutional holders with a total value of $706,561,619.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 3,366,154 80,585,000 11.41%
2 VANGUARD GROUP INC 3,119,047 74,670,000 10.57%
3 Impax Asset Management LTD 1,641,662 39,295,000 5.56%
4 PICTET ASSET MANAGEMENT LTD 1,498,205 35,866,000 5.08%
5 SUNTRUST BANKS INC 1,480,129 35,432,000 5.01%
6 BlackRock Institutional Trust Company, N.A. 1,321,104 31,627,000 4.48%
7 BlackRock Fund Advisors 1,191,337 28,521,000 4.04%
8 DIMENSIONAL FUND ADVISORS LP 1,049,000 25,113,000 3.55%
9 DEPRINCE RACE & ZOLLO INC 999,762 23,934,000 3.39%
10 BAILLIE GIFFORD & CO 970,000 23,222,000 3.29%
11 STATE STREET CORP 882,133 21,115,000 2.99%
12 Invesco Ltd. 784,254 18,775,000 2.66%
13 NORTHERN TRUST CORP 636,948 15,249,000 2.16%
14 BHF Kleinwort Benson Group S.A. 434,980 14,994,000 2.12%
15 RUSSELL FRANK CO/ 519,022 12,427,000 1.76%
16 Water Asset Management LLC 482,549 11,552,000 1.63%
17 NORGES BANK 476,783 11,414,000 1.62%
18 Bank of New York Mellon Corp 453,512 10,857,000 1.54%
19 ZACKS INVESTMENT MANAGEMENT 359,792 8,613,000 1.22%
20 FIRST TRUST ADVISORS LP 335,442 8,030,000 1.14%
21 Robeco Schweiz AG 315,697 7,428,000 1.05%
22 GEODE CAPITAL MANAGEMENT, LLC 283,199 6,779,000 0.96%
23 JPMORGAN CHASE & CO 255,867 6,126,000 0.87%
24 DEUTSCHE BANK AG\ 251,969 6,030,000 0.85%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 247,108 5,916,000 0.84%
26 RENAISSANCE TECHNOLOGIES LLC 234,300 5,609,000 0.79%
27 CREDIT SUISSE AG/ 229,961 5,505,000 0.78%
28 Numeric Investors LLC 220,467 5,278,000 0.75%
29 COMMONWEALTH BANK OF AUSTRALIA 220,242 5,273,000 0.75%
30 Summit Global Management, Inc. 220,104 5,269,000 0.75%
31 EDGE ASSET MANAGEMENT, INC 196,950 4,715,000 0.67%
32 FINANCIAL COUNSELORS INC 187,265 4,483,000 0.63%
33 GUGGENHEIM CAPITAL LLC 171,343 4,102,000 0.58%
34 BlackRock Investment Management, LLC 162,937 3,901,000 0.55%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 159,496 3,819,000 0.54%
36 AQR CAPITAL MANAGEMENT LLC 154,600 3,701,000 0.52%
37 Personal Capital Advisors Corp 152,983 3,662,000 0.52%
38 Legal & General Group Plc 151,501 3,627,000 0.51%
39 BlackRock Group LTD 148,591 3,558,000 0.50%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 149,479 3,511,000 0.50%
41 AFAM CAPITAL, INC. 145,623 3,486,000 0.49%
42 MORGAN STANLEY 145,361 3,480,000 0.49%
43 MANAGED ACCOUNT ADVISORS LLC 136,747 3,274,000 0.46%
44 Cutter & CO Brokerage, Inc. 121,556 2,910,000 0.41%
45 BLACKROCK ADVISORS LLC 117,916 2,823,000 0.40%
46 TFS CAPITAL LLC 116,003 2,777,000 0.39%
47 KBC Group NV 110,639 2,649,000 0.37%
48 Clear Harbor Asset Management, LLC 105,674 2,530,000 0.36%
49 ALLIANCEBERNSTEIN L.P. 90,602 2,169,000 0.31%
50 UBS AG 86,950 2,082,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.