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CALIFORNIA WTR SVC GROUP
CALIFORNIA WTR SVC GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 206 Institutional holders with a total value of $1,132,945,033.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,797,655 162,641,000 14.36%
2 BlackRock Fund Advisors 3,731,632 126,502,000 11.17%
3 PRICE T ROWE ASSOCIATES INC /MD/ 2,840,928 96,307,000 8.50%
4 PICTET ASSET MANAGEMENT LTD 1,932,683 65,518,000 5.78%
5 Impax Asset Management LTD 1,729,948 58,652,000 5.18%
6 DIMENSIONAL FUND ADVISORS LP 1,610,522 54,597,000 4.82%
7 BlackRock Institutional Trust Company, N.A. 1,200,679 40,703,000 3.59%
8 STATE STREET CORP 1,133,219 38,419,000 3.39%
9 GOLDMAN SACHS GROUP INC 1,030,561 34,936,000 3.08%
10 VIRTUS CAPITAL ADVISERS, LLC 853,785 28,943,000 2.55%
11 Bank of New York Mellon Corp 713,221 24,177,000 2.13%
12 NORTHERN TRUST CORP 712,238 24,145,000 2.13%
13 Invesco Ltd. 550,708 18,669,000 1.65%
14 Personal Capital Advisors Corp 464,779 15,756,000 1.39%
15 JPMORGAN CHASE & CO 426,222 14,449,000 1.28%
16 BAILLIE GIFFORD & CO 412,650 13,989,000 1.23%
17 PRINCIPAL FINANCIAL GROUP INC 401,564 13,613,000 1.20%
18 ZACKS INVESTMENT MANAGEMENT 371,419 12,591,000 1.11%
19 GEODE CAPITAL MANAGEMENT, LLC 362,843 12,300,000 1.09%
20 Impax Asset Management (AIFM) Ltd 349,292 11,841,000 1.05%
21 Nuveen Asset Management, LLC 349,067 11,833,000 1.04%
22 MORGAN STANLEY 313,517 10,628,000 0.94%
23 DALTON GREINER HARTMAN MAHER & CO 286,090 9,698,000 0.86%
24 AMERIPRISE FINANCIAL INC 281,962 9,558,000 0.84%
25 BANK OF AMERICA CORP /DE/ 260,251 8,823,000 0.78%
26 BlackRock Investment Management, LLC 251,737 8,534,000 0.75%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 250,852 8,504,000 0.75%
28 BlackRock Group LTD 244,225 8,280,000 0.73%
29 Legal & General Group Plc 213,116 7,227,000 0.64%
30 GUGGENHEIM CAPITAL LLC 188,472 6,389,000 0.56%
31 ProShare Advisors LLC 172,784 5,857,000 0.52%
32 KBC Group NV 162,281 5,501,000 0.49%
33 Calvert Investment Management, Inc. 151,211 5,126,000 0.45%
34 FIRST TRUST ADVISORS LP 148,849 5,046,000 0.45%
35 NORGES BANK 140,972 4,779,000 0.42%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 139,424 4,726,000 0.42%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 137,348 4,656,000 0.41%
38 WELLS FARGO & COMPANY/MN 135,803 4,604,000 0.41%
39 FINANCIAL COUNSELORS INC 130,098 4,410,000 0.39%
40 Zurcher Kantonalbank (Zurich Cantonalbank) 130,038 4,408,000 0.39%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 127,582 4,325,000 0.38%
42 Water Asset Management LLC 125,934 4,269,000 0.38%
43 CREDIT SUISSE AG/ 122,595 4,157,000 0.37%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 99,091 3,359,000 0.30%
45 DEUTSCHE BANK AG\ 89,217 3,021,000 0.27%
46 Clear Harbor Asset Management, LLC 86,922 2,947,000 0.26%
47 UBS Group AG 84,104 2,851,000 0.25%
48 PRUDENTIAL FINANCIAL INC 82,871 2,809,000 0.25%
49 TEACHERS ADVISORS, LLC 79,515 2,696,000 0.24%
50 Swiss National Bank 79,300 2,688,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.