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CAMBRIA ETF TR
CAMBRIA ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 35 Institutional holders with a total value of $15,248,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 94,910 2,871,000 18.83%
2 SUNTRUST BANKS INC 57,043 1,725,000 11.31%
3 Raymond James Financial Services Advisors, Inc. 56,426 1,707,000 11.19%
4 LPL Financial LLC 46,827 1,417,000 9.29%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,392 768,000 5.04%
6 MSI Financial Services Inc 25,131 760,000 4.98%
7 BSW Wealth Partners 19,559 592,000 3.88%
8 Evanson Asset Management, LLC 18,525 560,000 3.67%
9 BANK OF AMERICA CORP /DE/ 16,800 508,000 3.33%
10 Commonwealth Equity Services, Inc 15,823 479,000 3.14%
11 Beacon Capital Management, Inc. 13,825 418,000 2.74%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,496 378,000 2.48%
13 Ancora Advisors LLC 11,977 362,000 2.37%
14 BECK CAPITAL MANAGEMENT, LLC 11,840 361,000 2.37%
15 First Allied Advisory Services, Inc. 10,244 312,000 2.05%
16 Cetera Advisor Networks LLC 9,891 298,000 1.95%
17 J.P. Morgan Private Wealth Advisors LLC 9,395 284,000 1.86%
18 HL FINANCIAL SERVICES LLC 8,889 269,000 1.76%
19 ACG Wealth 7,459 226,000 1.48%
20 PINNACLE ASSOCIATES LTD 7,200 218,000 1.43%
21 Wills Financial Group, Inc. 7,173 216,000 1.42%
22 AMERICAN INTERNATIONAL GROUP, INC. 4,767 144,201 0.95%
23 PRIVATE TRUST CO NA 2,600 79,000 0.52%
24 WESTPORT RESOURCES MANAGEMENT INC 2,400 73,000 0.48%
25 SIGNATUREFD, LLC 1,565 47,000 0.31%
26 B. Riley Wealth Management, Inc. 1,300 39,000 0.26%
27 Compagnie Lombard Odier SCmA 1,150 35,000 0.23%
28 BANK OF MONTREAL /CAN/ 1,127 34,000 0.22%
29 Creative Planning 503 15,000 0.10%
30 CAPTRUST FINANCIAL ADVISORS 380 11,000 0.07%
31 Vantage Investment Advisors, LLC 304 9,000 0.06%
32 MORGAN STANLEY 300 9,000 0.06%
33 WELLS FARGO & COMPANY/MN 302 9,000 0.06%
34 SYNOVUS FINANCIAL CORP 300 9,000 0.06%
35 UBS AG 200 6,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.