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CAMBRIA ETF TR
CAMBRIA ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $22,338,506.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambria Investment Management, L.P. 151,955 4,943,000 22.13%
2 SG Americas Securities, LLC 47,107 1,532,000 6.86%
3 Betterment LLC 35,957 1,170,000 5.24%
4 AUSDAL FINANCIAL PARTNERS, INC. 35,605 1,158,000 5.18%
5 MSI Financial Services Inc 34,848 1,134,000 5.08%
6 UBS Group AG 33,594 1,093,000 4.89%
7 JANE STREET GROUP, LLC 31,537 1,026,000 4.59%
8 LPL Financial LLC 30,564 998,000 4.47%
9 CAHILL FINANCIAL ADVISORS INC 26,718 870,000 3.89%
10 IFP ADVISORS, INC 26,374 858,000 3.84%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,278 724,000 3.24%
12 BSW Wealth Partners 21,410 696,000 3.12%
13 Commonwealth Equity Services, Inc 20,944 681,000 3.05%
14 Virtu KCG Holdings LLC 20,616 671,000 3.00%
15 OPPENHEIMER & CO INC 20,470 666,000 2.98%
16 Raymond James Financial Services Advisors, Inc. 19,553 636,000 2.85%
17 CITADEL ADVISORS LLC 19,435 632,000 2.83%
18 Evanson Asset Management, LLC 16,393 533,000 2.39%
19 NEW CAPITAL MANAGEMENT LP 10,493 341,000 1.53%
20 Ancora Advisors LLC 10,425 339,000 1.52%
21 Wills Financial Group, Inc. 10,267 334,000 1.50%
22 GENEOS WEALTH MANAGEMENT INC. 10,250 333,000 1.49%
23 ROYAL BANK OF CANADA 9,043 294,000 1.32%
24 ADVISOR GROUP, INC. 7,900 257,000 1.15%
25 RAYMOND JAMES & ASSOCIATES 6,512 212,000 0.95%
26 BANK OF AMERICA CORP /DE/ 2,400 78,000 0.35%
27 ENVESTNET ASSET MANAGEMENT INC 1,310 43,000 0.19%
28 WELLS FARGO & COMPANY/MN 812 27,000 0.12%
29 MORGAN STANLEY 706 23,000 0.10%
30 Creative Planning 558 18,000 0.08%
31 CAPTRUST FINANCIAL ADVISORS 380 12,000 0.05%
32 SONORA INVESTMENT MANAGEMENT, LLC 200 6,506 0.03%
33 SALEM INVESTMENT COUNSELORS INC 12 0 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.