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CASCADE BANCORP
CASCADE BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 84 Institutional holders with a total value of $358,048,990.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lightyear Capital LLC 11,491,842 69,755,000 19.48%
2 Leonard Green & Partners, L.P. 11,468,750 69,615,000 19.44%
3 Invesco Private Capital, Inc. 11,468,750 69,615,000 19.44%
4 WELLINGTON MANAGEMENT GROUP LLP 4,805,190 29,167,000 8.15%
5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 3,432,235 20,834,000 5.82%
6 Capital World Investors 2,652,226 16,099,000 4.50%
7 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,820,025 11,048,000 3.09%
8 DIMENSIONAL FUND ADVISORS LP 1,625,497 9,867,000 2.76%
9 BlackRock Institutional Trust Company, N.A. 1,123,968 6,822,000 1.91%
10 AMERIPRISE FINANCIAL INC 1,063,203 6,454,000 1.80%
11 VANGUARD GROUP INC 1,015,335 6,163,000 1.72%
12 BlackRock Fund Advisors 801,240 4,864,000 1.36%
13 RENAISSANCE TECHNOLOGIES LLC 634,107 3,849,000 1.07%
14 KENNEDY CAPITAL MANAGEMENT LLC 556,455 3,378,000 0.94%
15 STATE STREET CORP 463,102 2,813,000 0.79%
16 NORTHERN TRUST CORP 316,559 1,922,000 0.54%
17 Penn Capital Management Company, LLC 300,813 1,826,000 0.51%
18 ALLIANCEBERNSTEIN L.P. 326,741 1,768,000 0.49%
19 BANK OF AMERICA CORP /DE/ 289,613 1,758,000 0.49%
20 JPMORGAN CHASE & CO 260,082 1,579,000 0.44%
21 First Pacific Advisors, LP 253,743 1,540,000 0.43%
22 DALTON GREINER HARTMAN MAHER & CO 214,356 1,301,000 0.36%
23 PANAGORA ASSET MANAGEMENT INC 213,655 1,297,000 0.36%
24 WELLS FARGO & COMPANY/MN 213,237 1,295,000 0.36%
25 GEODE CAPITAL MANAGEMENT, LLC 201,155 1,221,000 0.34%
26 Glacier Peak Capital LLC 196,468 1,193,000 0.33%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 195,900 1,189,000 0.33%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 164,796 1,000,000 0.28%
29 BlackRock Investment Management, LLC 118,426 719,000 0.20%
30 MILLENNIUM MANAGEMENT LLC 112,202 681,000 0.19%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 99,529 605,000 0.17%
32 Bank of New York Mellon Corp 85,602 520,000 0.15%
33 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 63,847 388,000 0.11%
34 D. E. Shaw & Co., Inc. 61,557 374,000 0.10%
35 FJ Capital Management LLC 60,000 367,000 0.10%
36 OBERWEIS ASSET MANAGEMENT INC/ 60,000 364,000 0.10%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 57,229 347,000 0.10%
38 Nationwide Fund Advisors 53,555 325,000 0.09%
39 RHUMBLINE ADVISERS 50,292 305,000 0.09%
40 TEACHERS ADVISORS, LLC 45,021 273,000 0.08%
41 OXFORD ASSET MANAGEMENT LLP 35,600 219,000 0.06%
42 Swiss National Bank 34,400 209,000 0.06%
43 BNP Paribas Asset Management Holding S.A. 32,848 199,000 0.06%
44 MARTINGALE ASSET MANAGEMENT L P 30,562 186,000 0.05%
45 DEUTSCHE BANK AG\ 30,068 181,000 0.05%
46 RUSSELL FRANK CO/ 28,412 174,000 0.05%
47 NEW YORK STATE COMMON RETIREMENT FUND 28,200 171,000 0.05%
48 CITADEL ADVISORS LLC 27,936 169,000 0.05%
49 BARCLAYS PLC 27,555 165,000 0.05%
50 MORGAN STANLEY 25,360 154,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.