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CASCADE BANCORP
CASCADE BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 90 Institutional holders with a total value of $333,668,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lightyear Capital LLC 11,496,411 63,690,000 19.09%
2 Invesco Private Capital, Inc. 11,478,529 63,591,000 19.06%
3 Leonard Green & Partners, L.P. 11,468,750 63,537,000 19.04%
4 WELLINGTON MANAGEMENT GROUP LLP 4,644,617 25,731,000 7.71%
5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 3,725,805 20,641,000 6.19%
6 Capital World Investors 2,652,226 14,693,000 4.40%
7 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,764,017 9,773,000 2.93%
8 DIMENSIONAL FUND ADVISORS LP 1,748,076 9,684,000 2.90%
9 BlackRock Institutional Trust Company, N.A. 1,212,603 6,718,000 2.01%
10 VANGUARD GROUP INC 1,045,251 5,791,000 1.74%
11 AMERIPRISE FINANCIAL INC 819,133 4,537,000 1.36%
12 BlackRock Fund Advisors 818,227 4,533,000 1.36%
13 RENAISSANCE TECHNOLOGIES LLC 766,356 4,246,000 1.27%
14 FSI GROUP, LLC 519,000 2,875,000 0.86%
15 KENNEDY CAPITAL MANAGEMENT LLC 514,465 2,850,000 0.85%
16 STATE STREET CORP 464,861 2,579,000 0.77%
17 ALLIANCEBERNSTEIN L.P. 374,191 2,073,000 0.62%
18 BANK OF AMERICA CORP /DE/ 362,629 2,009,000 0.60%
19 NORTHERN TRUST CORP 340,515 1,887,000 0.57%
20 Penn Capital Management Company, LLC 302,398 1,675,000 0.50%
21 WELLS FARGO & COMPANY/MN 296,535 1,643,000 0.49%
22 PANAGORA ASSET MANAGEMENT INC 293,601 1,627,000 0.49%
23 Consector Capital, LP 250,000 1,385,000 0.42%
24 JPMORGAN CHASE & CO 241,838 1,339,000 0.40%
25 DALTON GREINER HARTMAN MAHER & CO 219,001 1,213,000 0.36%
26 GEODE CAPITAL MANAGEMENT, LLC 211,810 1,173,000 0.35%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 185,200 1,026,000 0.31%
28 CASTINE CAPITAL MANAGEMENT, LLC 159,154 882,000 0.26%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 142,922 792,000 0.24%
30 AlphaOne Investment Services, LLC 132,800 736,000 0.22%
31 BlackRock Investment Management, LLC 127,574 707,000 0.21%
32 Glacier Peak Capital LLC 115,182 638,000 0.19%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 103,063 571,000 0.17%
34 Bank of New York Mellon Corp 98,478 546,000 0.16%
35 FJ Capital Management LLC 73,000 405,000 0.12%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 65,847 365,000 0.11%
37 Forward Management, LLC 60,000 332,000 0.10%
38 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 59,722 331,000 0.10%
39 Nationwide Fund Advisors 51,369 285,000 0.09%
40 MORGAN STANLEY 51,505 285,000 0.09%
41 D. E. Shaw & Co., Inc. 50,565 280,000 0.08%
42 MARTINGALE ASSET MANAGEMENT L P 49,318 274,000 0.08%
43 TEACHERS ADVISORS, LLC 45,166 250,000 0.07%
44 RHUMBLINE ADVISERS 45,132 250,000 0.07%
45 Swiss National Bank 44,300 245,000 0.07%
46 DEERE & CO 42,939 238,000 0.07%
47 MALTESE CAPITAL MANAGEMENT LLC 40,000 222,000 0.07%
48 BNP Paribas Asset Management Holding S.A. 31,614 175,000 0.05%
49 EMERALD ACQUISITION LTD. 28,412 157,000 0.05%
50 NEW YORK STATE COMMON RETIREMENT FUND 28,200 156,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.