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CASCADE BANCORP
CASCADE BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 90 Institutional holders with a total value of $373,458,739.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lightyear Capital LLC 11,496,411 69,668,000 18.65%
2 Invesco Private Capital, Inc. 11,478,529 69,560,000 18.63%
3 Leonard Green & Partners, L.P. 11,468,750 69,501,000 18.61%
4 WELLINGTON MANAGEMENT GROUP LLP 3,875,744 23,487,000 6.29%
5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 3,603,486 21,837,000 5.85%
6 Capital World Investors 2,652,226 16,072,000 4.30%
7 DIMENSIONAL FUND ADVISORS LP 1,791,981 10,859,000 2.91%
8 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,730,536 10,487,000 2.81%
9 PRICE T ROWE ASSOCIATES INC /MD/ 1,091,090 6,612,000 1.77%
10 VANGUARD GROUP INC 1,057,124 6,406,000 1.72%
11 BlackRock Fund Advisors 896,988 5,436,000 1.46%
12 RENAISSANCE TECHNOLOGIES LLC 895,707 5,428,000 1.45%
13 BlackRock Institutional Trust Company, N.A. 893,355 5,414,000 1.45%
14 AMERIPRISE FINANCIAL INC 826,153 5,006,000 1.34%
15 JENNISON ASSOCIATES LLC 621,642 3,767,000 1.01%
16 FJ Capital Management LLC 570,000 3,457,000 0.93%
17 FSI GROUP, LLC 519,000 3,145,000 0.84%
18 KENNEDY CAPITAL MANAGEMENT LLC 485,121 2,940,000 0.79%
19 STATE STREET CORP 481,972 2,923,000 0.78%
20 ALLIANCEBERNSTEIN L.P. 374,191 2,268,000 0.61%
21 BANK OF AMERICA CORP /DE/ 363,643 2,203,000 0.59%
22 NORTHERN TRUST CORP 347,283 2,105,000 0.56%
23 WELLS FARGO & COMPANY/MN 321,865 1,950,000 0.52%
24 Penn Capital Management Company, LLC 301,344 1,826,000 0.49%
25 PANAGORA ASSET MANAGEMENT INC 298,146 1,807,000 0.48%
26 GEODE CAPITAL MANAGEMENT, LLC 272,439 1,650,000 0.44%
27 Consector Capital, LP 252,462 1,530,000 0.41%
28 JPMORGAN CHASE & CO 236,228 1,432,000 0.38%
29 DALTON GREINER HARTMAN MAHER & CO 223,460 1,354,000 0.36%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 178,300 1,081,000 0.29%
31 AlphaOne Investment Services, LLC 175,775 1,066,000 0.29%
32 CASTINE CAPITAL MANAGEMENT, LLC 152,141 922,000 0.25%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 142,272 862,000 0.23%
34 BlackRock Investment Management, LLC 127,136 770,000 0.21%
35 DEUTSCHE BANK AG\ 121,375 735,000 0.20%
36 Glacier Peak Capital LLC 115,182 698,000 0.19%
37 Bank of New York Mellon Corp 111,581 677,000 0.18%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 108,241 656,000 0.18%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 66,447 403,000 0.11%
40 Forward Management, LLC 60,000 364,000 0.10%
41 Nationwide Fund Advisors 55,022 333,000 0.09%
42 Monarch Partners Asset Management LLC 51,000 309,000 0.08%
43 D. E. Shaw & Co., Inc. 50,699 307,000 0.08%
44 DEERE & CO 45,839 278,000 0.07%
45 RHUMBLINE ADVISERS 45,592 276,000 0.07%
46 TEACHERS ADVISORS, LLC 45,166 274,000 0.07%
47 Swiss National Bank 44,300 268,000 0.07%
48 BNP Paribas Asset Management Holding S.A. 35,464 215,000 0.06%
49 MARTINGALE ASSET MANAGEMENT L P 31,713 193,000 0.05%
50 NEW YORK STATE COMMON RETIREMENT FUND 28,200 171,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.