| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,276,630 | 38,275,000 | 16.21% | ||
| 2 | UBS Group AG | 3,664,215 | 32,794,000 | 13.88% | ||
| 3 | WELLS FARGO & COMPANY/MN | 3,192,241 | 28,570,000 | 12.10% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,013,118 | 18,018,000 | 7.63% | ||
| 5 | McGowan Group Asset Management, Inc. | 1,961,917 | 17,559,000 | 7.43% | ||
| 6 | CORNERSTONE ADVISORS INC | 1,271,663 | 11,381,000 | 4.82% | ||
| 7 | 1607 Capital Partners, LLC | 877,237 | 7,851,000 | 3.32% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 819,540 | 7,335,000 | 3.11% | ||
| 9 | Wilmington Savings Fund Society, FSB | 812,601 | 7,273,000 | 3.08% | ||
| 10 | COHEN & STEERS CAPITAL MANAGEMENT INC | 512,887 | 4,590,000 | 1.94% | ||
| 11 | COHEN & STEERS, INC. | 512,887 | 4,590,000 | 1.94% | ||
| 12 | Invesco Ltd. | 507,829 | 4,545,000 | 1.92% | ||
| 13 | LPL Financial LLC | 502,197 | 4,510,000 | 1.91% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 362,324 | 3,243,000 | 1.37% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 305,826 | 2,737,000 | 1.16% | ||
| 16 | AQR ARBITRAGE LLC | 238,695 | 2,136,000 | 0.90% | ||
| 17 | Janney Montgomery Scott LLC | 231,677 | 2,074,000 | 0.88% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 229,053 | 2,049,000 | 0.87% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 216,060 | 1,934,000 | 0.82% | ||
| 20 | WealthTrust Axiom LLC | 215,958 | 1,932,000 | 0.82% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 207,795 | 1,860,000 | 0.79% | ||
| 22 | Commonwealth Equity Services, Inc | 197,918 | 1,771,000 | 0.75% | ||
| 23 | Advisors Asset Management, Inc. | 187,438 | 1,678,000 | 0.71% | ||
| 24 | OPPENHEIMER & CO INC | 185,076 | 1,656,000 | 0.70% | ||
| 25 | AMERIPRISE FINANCIAL INC | 180,733 | 1,618,000 | 0.69% | ||
| 26 | Global Endowment Management, LP | 170,000 | 1,522,000 | 0.64% | ||
| 27 | CREDIT SUISSE AG/ | 166,459 | 1,490,000 | 0.63% | ||
| 28 | BURNEY CO/ | 154,769 | 1,385,000 | 0.59% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 146,836 | 1,315,000 | 0.56% | ||
| 30 | Fiduciary Trust Co International of Pennsylvania | 139,401 | 1,248,000 | 0.53% | ||
| 31 | SCOTIA CAPITAL INC. | 121,430 | 1,087,000 | 0.46% | ||
| 32 | ROYAL BANK OF CANADA | 113,741 | 1,018,000 | 0.43% | ||
| 33 | DOLIVER ADVISORS, LP | 95,582 | 855,000 | 0.36% | ||
| 34 | HL FINANCIAL SERVICES LLC | 90,968 | 814,000 | 0.34% | ||
| 35 | Robert W. Baird & Co. Inc | 86,761 | 777,000 | 0.33% | ||
| 36 | HighTower Advisors, LLC | 84,579 | 757,000 | 0.32% | ||
| 37 | B. Riley Wealth Advisors, Inc. | 84,415 | 756,000 | 0.32% | ||
| 38 | Cetera Advisors LLC | 84,217 | 754,000 | 0.32% | ||
| 39 | J.P. Morgan Private Wealth Advisors LLC | 78,708 | 704,000 | 0.30% | ||
| 40 | FOSTER & MOTLEY INC | 77,939 | 698,000 | 0.30% | ||
| 41 | CITIGROUP INC | 73,472 | 657,000 | 0.28% | ||
| 42 | USCA RIA LLC | 67,000 | 600,000 | 0.25% | ||
| 43 | MERIDIAN INVESTMENT COUNSEL INC. | 66,100 | 592,000 | 0.25% | ||
| 44 | MSI Financial Services Inc | 64,024 | 573,000 | 0.24% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 64,033 | 573,000 | 0.24% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 50,409 | 451,159 | 0.19% | ||
| 47 | US BANCORP \DE\ | 47,162 | 422,000 | 0.18% | ||
| 48 | VSR Financial Services, Inc. | 46,000 | 412,000 | 0.17% | ||
| 49 | Nuveen Asset Management, LLC | 44,300 | 396,000 | 0.17% | ||
| 50 | Cetera Advisor Networks LLC | 35,387 | 315,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
