| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,361,014 | 36,633,000 | 15.85% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 3,668,658 | 30,817,000 | 13.34% | ||
| 3 | MORGAN STANLEY | 3,295,031 | 27,679,000 | 11.98% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,950,424 | 24,783,000 | 10.72% | ||
| 5 | 1607 Capital Partners, LLC | 2,429,232 | 20,406,000 | 8.83% | ||
| 6 | McGowan Group Asset Management, Inc. | 1,948,277 | 16,366,000 | 7.08% | ||
| 7 | CORNERSTONE ADVISORS INC | 1,242,938 | 10,441,000 | 4.52% | ||
| 8 | Advisors Asset Management, Inc. | 982,096 | 8,250,000 | 3.57% | ||
| 9 | Wilmington Savings Fund Society, FSB | 548,865 | 4,610,000 | 1.99% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,117 | 4,411,000 | 1.91% | ||
| 11 | WealthTrust Axiom LLC | 321,171 | 2,697,000 | 1.17% | ||
| 12 | LPL Financial LLC | 281,591 | 2,346,000 | 1.02% | ||
| 13 | Windsor Financial Group, LLC | 272,719 | 2,291,000 | 0.99% | ||
| 14 | MOORE CAPITAL MANAGEMENT, LP | 270,000 | 2,268,000 | 0.98% | ||
| 15 | Orion Porfolio Solutions, LLC | 238,935 | 2,007,000 | 0.87% | ||
| 16 | Cetera Advisors LLC | 230,649 | 1,936,000 | 0.84% | ||
| 17 | OPPENHEIMER & CO INC | 228,832 | 1,922,000 | 0.83% | ||
| 18 | Invesco Ltd. | 225,225 | 1,892,000 | 0.82% | ||
| 19 | AMERIPRISE FINANCIAL INC | 211,550 | 1,772,000 | 0.77% | ||
| 20 | SCOTIA CAPITAL INC. | 194,609 | 1,635,000 | 0.71% | ||
| 21 | COHEN & STEERS, INC. | 193,362 | 1,624,000 | 0.70% | ||
| 22 | Commonwealth Equity Services, Inc | 184,360 | 1,549,000 | 0.67% | ||
| 23 | Global Endowment Management, LP | 170,000 | 1,428,000 | 0.62% | ||
| 24 | BURNEY CO/ | 168,570 | 1,413,000 | 0.61% | ||
| 25 | AQR ARBITRAGE LLC | 167,296 | 1,405,000 | 0.61% | ||
| 26 | STIFEL FINANCIAL CORP | 149,142 | 1,256,000 | 0.54% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 145,045 | 1,218,000 | 0.53% | ||
| 28 | Janney Montgomery Scott LLC | 132,176 | 1,110,000 | 0.48% | ||
| 29 | ROYAL BANK OF CANADA | 125,897 | 1,058,000 | 0.46% | ||
| 30 | BAIRD FINANCIAL GROUP, INC. | 116,960 | 982,000 | 0.42% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 114,192 | 959,000 | 0.41% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 111,599 | 937,000 | 0.41% | ||
| 33 | HighTower Advisors, LLC | 107,813 | 906,000 | 0.39% | ||
| 34 | HL FINANCIAL SERVICES LLC | 98,253 | 825,000 | 0.36% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 95,666 | 804,000 | 0.35% | ||
| 36 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 71,947 | 578,000 | 0.25% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 67,250 | 565,000 | 0.24% | ||
| 38 | ADVISOR GROUP, INC. | 62,781 | 527,000 | 0.23% | ||
| 39 | Fiduciary Trust Co International of Pennsylvania | 59,824 | 503,000 | 0.22% | ||
| 40 | MERIDIAN INVESTMENT COUNSEL INC. | 52,700 | 443,000 | 0.19% | ||
| 41 | GUGGENHEIM CAPITAL LLC | 51,592 | 433,000 | 0.19% | ||
| 42 | IFP ADVISORS, INC | 46,592 | 391,000 | 0.17% | ||
| 43 | Cetera Advisor Networks LLC | 37,918 | 319,000 | 0.14% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 36,956 | 310,000 | 0.13% | ||
| 45 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 34,087 | 286,000 | 0.12% | ||
| 46 | M&T BANK CORP | 28,713 | 241,000 | 0.10% | ||
| 47 | SIGNET FINANCIAL MANAGEMENT, LLC | 28,069 | 236,000 | 0.10% | ||
| 48 | Greenwich Wealth Management LLC | 27,383 | 230,000 | 0.10% | ||
| 49 | FOSTER & MOTLEY INC | 25,054 | 210,000 | 0.09% | ||
| 50 | US BANCORP \DE\ | 23,769 | 200,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
