| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,026,958 | 33,142,000 | 14.21% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 3,496,237 | 28,774,000 | 12.33% | ||
| 3 | MORGAN STANLEY | 3,442,187 | 28,330,000 | 12.14% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,820,155 | 23,210,000 | 9.95% | ||
| 5 | 1607 Capital Partners, LLC | 2,391,432 | 19,681,000 | 8.44% | ||
| 6 | McGowan Group Asset Management, Inc. | 1,970,205 | 16,215,000 | 6.95% | ||
| 7 | CORNERSTONE ADVISORS INC | 1,289,424 | 10,612,000 | 4.55% | ||
| 8 | Advisors Asset Management, Inc. | 920,257 | 7,574,000 | 3.25% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 701,194 | 5,771,000 | 2.47% | ||
| 10 | Wilmington Savings Fund Society, FSB | 571,870 | 4,707,000 | 2.02% | ||
| 11 | WealthTrust Axiom LLC | 308,175 | 2,536,000 | 1.09% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 296,882 | 2,443,000 | 1.05% | ||
| 13 | AQR ARBITRAGE LLC | 283,142 | 2,330,000 | 1.00% | ||
| 14 | Invesco Ltd. | 281,200 | 2,314,000 | 0.99% | ||
| 15 | Windsor Financial Group, LLC | 274,627 | 2,260,000 | 0.97% | ||
| 16 | LPL Financial LLC | 275,756 | 2,223,000 | 0.95% | ||
| 17 | MOORE CAPITAL MANAGEMENT, LP | 270,000 | 2,222,000 | 0.95% | ||
| 18 | BROOKFIELD Corp /ON/ | 246,497 | 2,029,000 | 0.87% | ||
| 19 | OPPENHEIMER & CO INC | 232,067 | 1,910,000 | 0.82% | ||
| 20 | Cetera Advisors LLC | 230,645 | 1,897,000 | 0.81% | ||
| 21 | COHEN & STEERS, INC. | 193,362 | 1,591,000 | 0.68% | ||
| 22 | AMERIPRISE FINANCIAL INC | 192,467 | 1,532,000 | 0.66% | ||
| 23 | Janney Montgomery Scott LLC | 199,697 | 1,526,000 | 0.65% | ||
| 24 | Orion Porfolio Solutions, LLC | 181,255 | 1,492,000 | 0.64% | ||
| 25 | Commonwealth Equity Services, Inc | 180,877 | 1,489,000 | 0.64% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 171,863 | 1,414,000 | 0.61% | ||
| 27 | Global Endowment Management, LP | 170,000 | 1,399,000 | 0.60% | ||
| 28 | BURNEY CO/ | 168,413 | 1,386,000 | 0.59% | ||
| 29 | SCOTIA CAPITAL INC. | 166,142 | 1,367,000 | 0.59% | ||
| 30 | DESCHUTES PORTFOLIO STRATEGY, LLC | 162,138 | 1,334,000 | 0.57% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 144,016 | 1,186,000 | 0.51% | ||
| 32 | VSR Financial Services, Inc. | 133,914 | 1,102,000 | 0.47% | ||
| 33 | STIFEL FINANCIAL CORP | 132,671 | 1,092,000 | 0.47% | ||
| 34 | ROYAL BANK OF CANADA | 130,470 | 1,074,000 | 0.46% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 122,044 | 1,004,000 | 0.43% | ||
| 36 | BAIRD FINANCIAL GROUP, INC. | 114,889 | 946,000 | 0.41% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 110,421 | 909,000 | 0.39% | ||
| 38 | HighTower Advisors, LLC | 108,077 | 890,000 | 0.38% | ||
| 39 | HL FINANCIAL SERVICES LLC | 94,524 | 778,000 | 0.33% | ||
| 40 | Greenwich Wealth Management LLC | 65,283 | 537,000 | 0.23% | ||
| 41 | ADVISOR GROUP, INC. | 63,052 | 517,000 | 0.22% | ||
| 42 | GUGGENHEIM CAPITAL LLC | 62,530 | 515,000 | 0.22% | ||
| 43 | Fiduciary Trust Co International of Pennsylvania | 59,484 | 490,000 | 0.21% | ||
| 44 | MERIDIAN INVESTMENT COUNSEL INC. | 56,700 | 467,000 | 0.20% | ||
| 45 | IFP ADVISORS, INC | 56,672 | 466,000 | 0.20% | ||
| 46 | SENTINEL TRUST CO LBA | 51,352 | 423,000 | 0.18% | ||
| 47 | SHEPHERD KAPLAN KROCHUK, LLC | 50,400 | 415,000 | 0.18% | ||
| 48 | OTA Financial Group L.P. | 49,000 | 403,000 | 0.17% | ||
| 49 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 41,871 | 355,000 | 0.15% | ||
| 50 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 39,787 | 327,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
