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CHINA FIN ONLINE CO LTD SPONSORED ADR
CHINA FIN ONLINE CO LTD SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 29 Institutional holders with a total value of $9,165,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FUNDE SINO LIFE INSURANCE CO LTD 437,265 2,217,000 24.19%
2 ACADIAN ASSET MANAGEMENT LLC 435,457 2,206,000 24.07%
3 D. E. Shaw & Co., Inc. 234,626 1,190,000 12.98%
4 OXFORD ASSET MANAGEMENT LLP 234,381 1,188,000 12.96%
5 Top Ace Asset Management Ltd 165,000 837,000 9.13%
6 MORGAN STANLEY 57,569 292,000 3.19%
7 MILLENNIUM MANAGEMENT LLC 53,400 271,000 2.96%
8 Invesco Ltd. 39,670 201,000 2.19%
9 Virtu KCG Holdings LLC 31,599 160,000 1.75%
10 GROUP ONE TRADING LLC 26,697 135,000 1.47%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14,958 76,000 0.83%
12 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 13,307 67,000 0.73%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,415 58,000 0.63%
14 WEDBUSH SECURITIES INC 11,000 56,000 0.61%
15 GEODE CAPITAL MANAGEMENT, LLC 10,468 53,000 0.58%
16 Cutter & CO Brokerage, Inc. 10,000 51,000 0.56%
17 Global X Management CO LLC 8,407 43,000 0.47%
18 CUTLER GROUP LLC / CA 5,661 28,000 0.31%
19 Walleye Trading LLC 2,400 12,000 0.13%
20 CUTLER GROUP LLC / CA 1,800 6,000 0.07% Put
21 BARCLAYS PLC 1,100 6,000 0.07%
22 SIMPLEX TRADING, LLC 845 4,000 0.04%
23 DEUTSCHE BANK AG\ 693 3,000 0.03%
24 IFP ADVISORS, INC 390 2,000 0.02%
25 JPMORGAN CHASE & CO 180 1,000 0.01%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 1,000 0.01%
27 UBS Group AG 100 1,000 0.01%
28 WELLS FARGO & COMPANY/MN 50 0 0.00%
29 CUTLER GROUP LLC / CA 900 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.