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CHINA FIN ONLINE CO LTD SPONSORED ADR
CHINA FIN ONLINE CO LTD SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $7,353,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACADIAN ASSET MANAGEMENT LLC 869,168 3,146,000 42.79%
2 FUNDE SINO LIFE INSURANCE CO LTD 399,761 1,447,000 19.68%
3 MORGAN STANLEY 155,032 561,000 7.63%
4 OXFORD ASSET MANAGEMENT LLP 121,945 441,000 6.00%
5 GSA CAPITAL PARTNERS LLP 81,800 296,000 4.03%
6 D. E. Shaw & Co., Inc. 71,879 260,000 3.54%
7 GEODE CAPITAL MANAGEMENT, LLC 56,960 205,000 2.79%
8 GOLDMAN SACHS GROUP INC 40,324 146,000 1.99%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,100 138,000 1.88% Put
10 GROUP ONE TRADING LLC 33,886 123,000 1.67%
11 RUSSELL INVESTMENTS GROUP, LTD. 20,131 75,000 1.02%
12 WOLVERINE TRADING LP /BD 20,700 75,000 1.02% Put
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,190 59,000 0.80%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14,958 54,000 0.73%
15 WOLVERINE TRADING LP /BD 14,000 51,000 0.69% Call
16 WEDBUSH SECURITIES INC 13,500 49,000 0.67%
17 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 13,307 45,000 0.61%
18 WOLVERINE TRADING LP /BD 12,274 44,000 0.60%
19 CITADEL ADVISORS LLC 11,000 40,000 0.54% Put
20 U S GLOBAL INVESTORS INC 8,500 31,000 0.42%
21 Global X Management CO LLC 6,237 23,000 0.31%
22 DEUTSCHE BANK AG\ 3,046 11,000 0.15%
23 UBS Group AG 2,674 10,000 0.14%
24 Walleye Trading LLC 2,400 9,000 0.12%
25 Financial Architects, Inc 1,900 7,000 0.10%
26 BARCLAYS PLC 1,100 4,000 0.05%
27 CUTLER GROUP LLC / CA 604 2,000 0.03%
28 IFP ADVISORS, INC 200 1,000 0.01%
29 CUTLER GROUP LLC / CA 600 0 0.00% Call
30 ADVISOR GROUP, INC. 100 0 0.00%
31 WELLS FARGO & COMPANY/MN 50 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.