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CHINA FIN ONLINE CO LTD SPONSORED ADR
CHINA FIN ONLINE CO LTD SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 41 Institutional holders with a total value of $11,890,789.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACADIAN ASSET MANAGEMENT LLC 935,370 4,376,000 36.80%
2 FUNDE SINO LIFE INSURANCE CO LTD 437,265 2,046,000 17.21%
3 OXFORD ASSET MANAGEMENT LLP 207,153 969,000 8.15%
4 Top Ace Asset Management Ltd 165,000 772,000 6.49%
5 D. E. Shaw & Co., Inc. 119,603 560,000 4.71%
6 MORGAN STANLEY 112,957 529,000 4.45%
7 GSA CAPITAL PARTNERS LLP 95,400 446,000 3.75%
8 MILLENNIUM MANAGEMENT LLC 71,517 335,000 2.82%
9 GEODE CAPITAL MANAGEMENT, LLC 71,171 332,000 2.79%
10 Invesco Ltd. 42,526 199,000 1.67%
11 GOLDMAN SACHS GROUP INC 37,955 178,000 1.50%
12 BARCLAYS PLC 28,600 134,000 1.13%
13 Virtu KCG Holdings LLC 25,941 121,000 1.02%
14 GROUP ONE TRADING LLC 21,486 101,000 0.85%
15 WOLVERINE TRADING LP /BD 181 86,337 0.73% Call
16 WOLVERINE TRADING LP /BD 152 72,504 0.61% Put
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14,958 70,000 0.59%
18 WEDBUSH SECURITIES INC 13,500 63,000 0.53%
19 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 13,307 62,000 0.52%
20 EMERALD ACQUISITION LTD. 12,232 57,000 0.48%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,907 56,000 0.47%
22 CITADEL ADVISORS LLC 10,354 48,000 0.40%
23 Cutter & CO Brokerage, Inc. 10,000 47,000 0.40%
24 WOLVERINE TRADING LP /BD 9,423 44,948 0.38%
25 U S GLOBAL INVESTORS INC 8,500 40,000 0.34%
26 Global X Management CO LLC 6,963 33,000 0.28%
27 Walleye Trading LLC 7,100 33,000 0.28%
28 UBS Group AG 6,448 30,000 0.25%
29 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,100 15,000 0.13%
30 PRELUDE CAPITAL MANAGEMENT, LLC 1,700 8,000 0.07%
31 Financial Architects, Inc 1,400 7,000 0.06%
32 CUTLER GROUP LLC / CA 900 6,000 0.05% Put
33 Tower Research Capital LLC (TRC) 997 5,000 0.04%
34 DEUTSCHE BANK AG\ 546 2,000 0.02%
35 SIMPLEX TRADING, LLC 527 2,000 0.02%
36 CUTLER GROUP LLC / CA 604 2,000 0.02%
37 IFP ADVISORS, INC 390 2,000 0.02%
38 JPMORGAN CHASE & CO 294 1,000 0.01%
39 CUTLER GROUP LLC / CA 600 0 0.00% Call
40 WELLS FARGO & COMPANY/MN 50 0 0.00%
41 ADVISOR GROUP, INC. 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.