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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 74 Institutional holders with a total value of $145,875,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 742,767 28,322,000 19.42%
2 HighTower Advisors, LLC 227,950 8,691,000 5.96%
3 BANK OF AMERICA CORP /DE/ 217,620 8,298,000 5.69%
4 CREDIT SUISSE AG/ 211,302 8,057,000 5.52%
5 MID CONTINENT CAPITAL LLC/IL 182,677 6,965,000 4.77%
6 BRINKER CAPITAL INC 164,019 6,254,000 4.29%
7 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 147,370 5,619,000 3.85%
8 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 147,370 5,619,000 3.85%
9 Financial Architects, Inc 132,009 5,034,000 3.45%
10 Chicago Partners Investment Group LLC 126,549 4,825,000 3.31%
11 CABOT WEALTH MANAGEMENT INC 99,252 3,784,000 2.59%
12 UBS Group AG 93,062 3,549,000 2.43%
13 Allen Investment Management, LLC 92,400 3,523,000 2.42%
14 Commonwealth Equity Services, Inc 89,073 3,396,000 2.33%
15 AVIANCE CAPITAL MANAGEMENT, LLC 81,048 3,090,000 2.12%
16 WELLS FARGO & COMPANY/MN 80,732 3,079,000 2.11%
17 Orion Porfolio Solutions, LLC 74,000 2,822,000 1.93%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,181 2,369,000 1.62%
19 REZNY WEALTH MANAGEMENT, INC. 57,461 2,190,000 1.50%
20 CITADEL ADVISORS LLC 52,848 2,014,000 1.38%
21 Northeast Financial Consultants Inc 52,644 2,007,000 1.38%
22 GOLDMAN SACHS GROUP INC 50,678 1,932,000 1.32%
23 CITIGROUP INC 48,425 1,845,000 1.26%
24 NORTHERN CAPITAL MANAGEMENT LLC 43,115 1,644,000 1.13%
25 ROYAL BANK OF CANADA 41,075 1,566,000 1.07%
26 Phocas Financial Corp. 39,899 1,521,000 1.04% SH
27 Ironsides Asset Advisors, LLC 39,832 1,519,000 1.04%
28 LPL Financial LLC 37,076 1,471,000 1.01%
29 MSI Financial Services Inc 36,620 1,396,000 0.96%
30 PEDDOCK CAPITAL ADVISORS, LLC 34,244 1,306,000 0.90%
31 Concert Wealth Management Inc. 26,487 1,011,000 0.69%
32 Virtu KCG Holdings LLC 24,916 950,000 0.65%
33 Visium Asset Management, LP 22,022 839,000 0.58%
34 ADVISORY RESEARCH INC 19,289 735,000 0.50%
35 NTV ASSET MANAGEMENT LLC 19,300 735,000 0.50%
36 AMERIPRISE FINANCIAL INC 18,174 694,000 0.48%
37 Peak Asset Management, LLC 16,793 640,000 0.44%
38 Janney Montgomery Scott LLC 14,059 536,000 0.37%
39 VSR Financial Services, Inc. 10,743 410,000 0.28%
40 OPPENHEIMER & CO INC 10,420 397,000 0.27%
41 MARINER INDEPENDENT ADVISOR NETWORK, LLC 10,253 391,000 0.27%
42 Paragon Capital Management Ltd 10,048 383,000 0.26%
43 MILLENNIUM MANAGEMENT LLC 9,894 377,000 0.26%
44 Occidental Asset Management, LLC 9,600 366,000 0.25%
45 Cambridge Investment Research Advisors, Inc. 9,534 364,000 0.25%
46 REGIONS FINANCIAL CORP 9,200 351,000 0.24%
47 Cetera Advisor Networks LLC 7,587 291,000 0.20%
48 HAMEL ASSOCIATES, INC. 7,125 272,000 0.19%
49 Yellowstone Partners, LLC 7,000 267,000 0.18%
50 JANE STREET GROUP, LLC 6,491 248,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.