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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 51 Institutional holders with a total value of $71,941,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 380,035 16,505,000 22.94%
2 BANK OF AMERICA CORP /DE/ 168,473 7,317,000 10.17%
3 WESCAP MANAGEMENT GROUP, INC. 157,327 6,833,000 9.50%
4 Chicago Partners Investment Group LLC 121,799 5,290,000 7.35%
5 MORGAN STANLEY 105,249 4,571,000 6.35%
6 Orion Porfolio Solutions, LLC 74,000 3,214,000 4.47%
7 BRINKER CAPITAL INC 56,953 2,473,000 3.44%
8 GOLDMAN SACHS GROUP INC 51,290 2,228,000 3.10%
9 REZNY WEALTH MANAGEMENT, INC. 46,661 2,026,000 2.82%
10 NORTHERN CAPITAL MANAGEMENT LLC 45,285 1,967,000 2.73%
11 ROYAL BANK OF CANADA 43,261 1,878,000 2.61%
12 Financial Architects, Inc 42,085 1,828,000 2.54%
13 UBS Group AG 41,808 1,815,000 2.52%
14 CITADEL ADVISORS LLC 32,278 1,402,000 1.95%
15 Phocas Financial Corp. 29,406 1,277,000 1.78% SH
16 Concert Wealth Management Inc. 27,682 1,197,000 1.66%
17 LPL Financial LLC 26,552 1,159,000 1.61%
18 Occidental Asset Management, LLC 26,153 1,136,000 1.58%
19 SG Americas Securities, LLC 23,551 1,023,000 1.42%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,307 839,000 1.17%
21 ADVISORY RESEARCH INC 18,579 807,000 1.12%
22 MSI Financial Services Inc 16,070 698,000 0.97%
23 Peak Asset Management, LLC 15,301 665,000 0.92%
24 BOOTHBAY FUND MANAGEMENT, LLC 11,830 514,000 0.71%
25 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,191 486,000 0.68%
26 Commonwealth Equity Services, Inc 10,229 444,000 0.62%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,607 330,000 0.46%
28 Virtu KCG Holdings LLC 7,249 315,000 0.44%
29 RAYMOND JAMES & ASSOCIATES 7,112 309,000 0.43%
30 Ironsides Asset Advisors, LLC 6,275 273,000 0.38%
31 Janney Montgomery Scott LLC 5,300 230,000 0.32%
32 AVEO CAPITAL PARTNERS, LLC 5,121 222,000 0.31%
33 Cambridge Investment Research Advisors, Inc. 5,029 218,000 0.30%
34 CITIGROUP INC 3,391 147,000 0.20%
35 NEXT Financial Group, Inc 1,118 49,000 0.07%
36 Patten Group, Inc. 1,085 48,000 0.07%
37 ADVISOR GROUP, INC. 850 37,000 0.05%
38 PNC FINANCIAL SERVICES GROUP, INC. 624 28,000 0.04%
39 FIFTH THIRD BANCORP 534 23,000 0.03%
40 Gradient Investments LLC 500 22,000 0.03%
41 IFP ADVISORS, INC 450 20,000 0.03%
42 WFG Advisors, LP 344 15,000 0.02%
43 DUNCKER STREETT & CO INC 300 13,000 0.02%
44 Advisors Preferred, LLC 279 12,000 0.02%
45 US BANCORP \DE\ 250 11,000 0.02%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 9,000 0.01%
47 MCF Advisors LLC 153 7,000 0.01%
48 MOSAIC FAMILY WEALTH, LLC 130 6,000 0.01%
49 BANK OF MONTREAL /CAN/ 61 3,000 0.00%
50 BENJAMIN F. EDWARDS & COMPANY, INC. 53 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.