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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 72 Institutional holders with a total value of $120,713,763.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 419,915 16,142,000 13.37%
2 BANK OF AMERICA CORP /DE/ 198,990 7,649,000 6.34%
3 CREDIT SUISSE AG/ 189,457 7,283,000 6.03%
4 WESCAP MANAGEMENT GROUP, INC. 171,957 6,610,000 5.48%
5 ROYAL BANK OF CANADA 169,460 6,514,000 5.40%
6 HighTower Advisors, LLC 157,782 6,066,000 5.03%
7 BRINKER CAPITAL INC 149,743 5,756,000 4.77%
8 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 125,933 4,841,000 4.01%
9 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 125,933 4,841,000 4.01%
10 Chicago Partners Investment Group LLC 109,403 4,205,000 3.48%
11 CABOT WEALTH MANAGEMENT INC 101,210 3,891,000 3.22%
12 Allen Investment Management, LLC 92,400 3,552,000 2.94%
13 Commonwealth Equity Services, Inc 91,063 3,500,000 2.90%
14 UBS Group AG 79,176 3,044,000 2.52%
15 Orion Porfolio Solutions, LLC 74,000 2,845,000 2.36%
16 WELLS FARGO & COMPANY/MN 67,715 2,603,000 2.16%
17 Financial Architects, Inc 67,399 2,591,000 2.15%
18 CITADEL ADVISORS LLC 64,514 2,480,000 2.05%
19 GOLDMAN SACHS GROUP INC 52,330 2,012,000 1.67%
20 NORTHERN CAPITAL MANAGEMENT LLC 51,845 1,993,000 1.65%
21 LPL Financial LLC 52,007 1,968,000 1.63%
22 REZNY WEALTH MANAGEMENT, INC. 50,737 1,950,000 1.62%
23 MSI Financial Services Inc 40,863 1,571,000 1.30%
24 SG Americas Securities, LLC 40,464 1,555,000 1.29%
25 Phocas Financial Corp. 38,779 1,491,000 1.24% SH
26 Northeast Financial Consultants Inc 29,806 1,146,000 0.95%
27 CITIGROUP INC 28,738 1,104,000 0.91%
28 Concert Wealth Management Inc. 26,957 1,035,000 0.86%
29 Virtu KCG Holdings LLC 26,643 1,024,000 0.85%
30 Ironsides Asset Advisors, LLC 24,715 950,000 0.79%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,279 818,000 0.68%
32 ADVISORY RESEARCH INC 19,289 741,000 0.61%
33 Peak Asset Management, LLC 17,112 658,000 0.55%
34 NTV ASSET MANAGEMENT LLC 15,050 578,000 0.48%
35 MILLENNIUM MANAGEMENT LLC 14,073 541,000 0.45%
36 Janney Montgomery Scott LLC 12,612 485,000 0.40%
37 AMERIPRISE FINANCIAL INC 12,081 464,000 0.38%
38 Occidental Asset Management, LLC 11,900 457,000 0.38%
39 VSR Financial Services, Inc. 10,751 413,000 0.34%
40 Paragon Capital Management Ltd 10,048 386,000 0.32%
41 Cambridge Investment Research Advisors, Inc. 9,848 379,000 0.31%
42 REGIONS FINANCIAL CORP 9,200 354,000 0.29%
43 OPPENHEIMER & CO INC 8,156 314,000 0.26%
44 Yellowstone Partners, LLC 7,000 269,000 0.22%
45 Cetera Advisor Networks LLC 6,270 245,000 0.20%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,157 237,000 0.20%
47 GREAT LAKES ADVISORS, LLC 5,238 201,000 0.17%
48 MIDAS MANAGEMENT CORP 3,000 115,000 0.10%
49 AUSDAL FINANCIAL PARTNERS, INC. 2,707 104,000 0.09%
50 FIFTH THIRD BANCORP 2,560 98,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.