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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 72 Institutional holders with a total value of $84,749,706.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 KRILOGY FINANCIAL LLC 72 1,000 0.00%
4 BlackRock Finance, Inc. 52 1,000 0.00%
5 Apriem Advisors 75 1,000 0.00%
6 DUNCKER STREETT & CO INC 100 2,000 0.00%
7 FineMark National Bank & Trust 80 2,000 0.00%
8 Ironwood Financial, llc 180 3,000 0.00%
9 SEI INVESTMENTS CO 205 4,000 0.00%
10 US BANCORP \DE\ 200 4,000 0.00%
11 INTEGRATED WEALTH MANAGEMENT 200 4,000 0.00%
12 VALLEY NATIONAL ADVISERS INC 254 5,000 0.01%
13 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 250 5,000 0.01%
14 Ameritas Investment Partners, Inc. 260 5,000 0.01%
15 WEALTHPLAN PARTNERS, LLC 350 6,706 0.01%
16 Creative Planning 500 10,000 0.01%
17 Oakworth Capital, Inc. 579 11,000 0.01%
18 JPMORGAN CHASE & CO 741 14,000 0.02%
19 Concert Wealth Management Inc. 865 16,000 0.02%
20 TCI Wealth Advisors, Inc. 1,250 24,000 0.03%
21 SECURITY NATIONAL TRUST CO 1,425 28,000 0.03%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,263 45,000 0.05%
23 Brick & Kyle, Associates 3,150 61,000 0.07%
24 WFG Advisors, LP 4,031 78,000 0.09%
25 Hudock, Inc. 6,965 135,000 0.16%
26 Gradient Investments LLC 7,765 151,000 0.18%
27 WHITTIER TRUST CO OF NEVADA INC 8,550 166,000 0.20%
28 GW HENSSLER & ASSOCIATES LTD 10,415 202,000 0.24%
29 MARINER INDEPENDENT ADVISOR NETWORK, LLC 12,686 246,000 0.29%
30 NEXT Financial Group, Inc 12,716 247,000 0.29%
31 TWO SIGMA SECURITIES, LLC 12,951 251,000 0.30%
32 Raymond James Financial Services Advisors, Inc. 13,549 263,000 0.31%
33 STIFEL FINANCIAL CORP 14,012 273,000 0.32%
34 Cetera Advisor Networks LLC 14,143 274,000 0.32%
35 ENVESTNET ASSET MANAGEMENT INC 14,560 282,000 0.33%
36 Capital Advisors, Ltd. LLC 14,895 289,000 0.34%
37 TRUSTMARK BANK TRUST DEPARTMENT 17,142 332,000 0.39%
38 Virtu KCG Holdings LLC 17,362 337,000 0.40%
39 IFP ADVISORS, INC 18,476 358,000 0.42%
40 Raab & Moskowitz Asset Management LLC 18,700 362,000 0.43%
41 Orion Porfolio Solutions, LLC 22,107 429,000 0.51%
42 RELIANCE TRUST CO OF DELAWARE 22,558 437,000 0.52%
43 CARDAN CAPITAL PARTNERS, LLC 23,486 455,000 0.54%
44 ADVISOR GROUP, INC. 27,730 537,000 0.63%
45 CITIGROUP INC 27,875 540,000 0.64%
46 GOLDMAN SACHS GROUP INC 30,734 596,000 0.70%
47 MSI Financial Services Inc 32,969 639,000 0.75%
48 CITADEL ADVISORS LLC 33,036 641,000 0.76%
49 THRIVENT FINANCIAL FOR LUTHERANS 35,300 685,000 0.81%
50 Regal Investment Advisors LLC 35,417 687,000 0.81%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.