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CLOUGH GLOBAL DIVND AND INC
CLOUGH GLOBAL DIVND AND INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 31 Institutional holders with a total value of $39,515,967.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 361,659 5,605,000 14.18%
2 MORGAN STANLEY 343,845 5,330,000 13.49%
3 Advisors Asset Management, Inc. 316,445 4,886,000 12.36%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 229,827 3,562,000 9.01%
5 RAYMOND JAMES & ASSOCIATES 228,193 3,537,000 8.95%
6 Bulldog Investors, LLP 187,067 2,900,000 7.34%
7 BANK OF AMERICA CORP /DE/ 172,368 2,672,000 6.76%
8 Gramercy Funds Management LLC 134,401 2,083,000 5.27%
9 1607 Capital Partners, LLC 98,660 1,529,000 3.87%
10 GUGGENHEIM CAPITAL LLC 77,645 1,199,000 3.03%
11 Invesco Ltd. 74,612 1,156,000 2.93%
12 Shaker Financial Services, LLC 66,586 1,032,000 2.61%
13 UBS AG 54,308 842,000 2.13%
14 CORNERSTONE ADVISORS INC 42,236 652,000 1.65%
15 Thomas J. Herzfeld Advisors, Inc. 38,994 604,000 1.53%
16 DOLIVER ADVISORS, LP 35,528 551,000 1.39%
17 TFS CAPITAL LLC 17,515 271,000 0.69%
18 ROYAL BANK OF CANADA 16,256 252,000 0.64%
19 Jaffetilchin Investment Partners, LLC 16,220 251,000 0.64%
20 LPL Financial LLC 12,372 192,000 0.49%
21 DEUTSCHE BANK AG\ 7,000 108,000 0.27%
22 Waverly Advisors, LLC 5,500 85,000 0.22%
23 WOLVERINE ASSET MANAGEMENT LLC 4,507 69,000 0.17%
24 AMERICAN INTERNATIONAL GROUP, INC. 4,385 67,967 0.17%
25 NEXT Financial Group, Inc 2,750 41,000 0.10%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 826 13,000 0.03%
27 SeaBridge Investment Advisors LLC 700 11,000 0.03%
28 PNC FINANCIAL SERVICES GROUP, INC. 500 8,000 0.02%
29 US BANCORP \DE\ 353 5,000 0.01%
30 Ground Swell Capital, LLC 100 2,000 0.01%
31 Tower Research Capital LLC (TRC) 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.