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CLOUGH GLOBAL DIVND AND INC
CLOUGH GLOBAL DIVND AND INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $43,060,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 615,972 7,472,000 17.35%
2 Advisors Asset Management, Inc. 456,314 5,535,000 12.85%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 438,245 5,316,000 12.35%
4 DESCHUTES PORTFOLIO STRATEGY, LLC 377,900 4,584,000 10.65%
5 WELLS FARGO & COMPANY/MN 252,814 3,066,000 7.12%
6 Jaffetilchin Investment Partners, LLC 220,895 2,679,000 6.22%
7 MORGAN STANLEY 215,459 2,613,000 6.07%
8 CORNERSTONE ADVISORS INC 178,862 2,170,000 5.04%
9 1607 Capital Partners, LLC 106,464 1,291,000 3.00%
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 100,540 1,218,000 2.83%
11 DOLIVER ADVISORS, LP 69,503 843,000 1.96%
12 GEODE CAPITAL MANAGEMENT, LLC 67,773 822,000 1.91%
13 RAYMOND JAMES & ASSOCIATES 65,454 794,000 1.84%
14 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 53,268 646,000 1.50%
15 Oxbow Advisors, LLC 38,000 461,000 1.07%
16 Invesco Ltd. 34,913 423,000 0.98%
17 BRINKER CAPITAL INC 31,784 386,000 0.90%
18 ROYAL BANK OF CANADA 29,795 361,000 0.84%
19 GUGGENHEIM CAPITAL LLC 26,627 323,000 0.75%
20 TFS CAPITAL LLC 23,676 287,000 0.67%
21 STIFEL FINANCIAL CORP 21,717 262,000 0.61%
22 Round Table Services, LLC 19,300 234,000 0.54%
23 AQR ARBITRAGE LLC 17,902 217,000 0.50%
24 CSS LLC/IL 17,545 213,000 0.49%
25 Concert Wealth Management Inc. 14,838 180,000 0.42%
26 CITIGROUP INC 14,522 176,000 0.41%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,161 135,000 0.31%
28 UBS Group AG 9,883 120,000 0.28%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,024 73,000 0.17%
30 ENVESTNET ASSET MANAGEMENT INC 3,588 44,000 0.10%
31 ADVISOR GROUP, INC. 3,000 36,000 0.08%
32 Thomas J. Herzfeld Advisors, Inc. 3,000 36,000 0.08%
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,200 27,000 0.06%
34 IFP ADVISORS, INC 541 7,000 0.02%
35 THRIVENT FINANCIAL FOR LUTHERANS 500 6,000 0.01%
36 US BANCORP \DE\ 353 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.