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CLOUGH GLOBAL DIVND AND INC
CLOUGH GLOBAL DIVND AND INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $37,220,367.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 369,090 5,282,000 14.19%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 304,392 4,356,000 11.70%
3 MORGAN STANLEY 284,285 4,068,000 10.93%
4 RAYMOND JAMES & ASSOCIATES 268,797 3,846,000 10.33%
5 BANK OF AMERICA CORP /DE/ 207,433 2,968,000 7.97%
6 Advisors Asset Management, Inc. 174,961 2,504,000 6.73%
7 Gramercy Funds Management LLC 134,401 1,923,000 5.17%
8 1607 Capital Partners, LLC 128,660 1,841,000 4.95%
9 Shaker Financial Services, LLC 115,491 1,653,000 4.44%
10 GUGGENHEIM CAPITAL LLC 79,449 1,137,000 3.05%
11 Invesco Ltd. 69,118 989,000 2.66%
12 Bulldog Investors, LLP 54,355 778,000 2.09%
13 UBS AG 51,701 740,000 1.99%
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 49,065 702,000 1.89%
15 TFS CAPITAL LLC 46,483 665,000 1.79%
16 WOLVERINE ASSET MANAGEMENT LLC 45,325 648,000 1.74%
17 CORNERSTONE ADVISORS INC 44,436 636,000 1.71%
18 DOLIVER ADVISORS, LP 42,660 610,000 1.64%
19 Thomas J. Herzfeld Advisors, Inc. 38,994 558,000 1.50%
20 Jaffetilchin Investment Partners, LLC 38,150 546,000 1.47%
21 ROYAL BANK OF CANADA 16,190 232,000 0.62%
22 LPL Financial LLC 12,372 176,000 0.47%
23 DEUTSCHE BANK AG\ 12,000 171,000 0.46%
24 Waverly Advisors, LLC 5,500 79,000 0.21%
25 AMERICAN INTERNATIONAL GROUP, INC. 4,708 67,367 0.18%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,513 22,000 0.06%
27 SeaBridge Investment Advisors LLC 700 10,000 0.03%
28 THRIVENT FINANCIAL FOR LUTHERANS 500 7,000 0.02%
29 US BANCORP \DE\ 353 5,000 0.01%
30 Ground Swell Capital, LLC 64 1,000 0.00%
31 Tower Research Capital LLC (TRC) 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.