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VOYA GLBL EQTY DIV PREM OP
VOYA GLBL EQTY DIV PREM OP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 62 Institutional holders with a total value of $101,317,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,877,410 15,620,000 15.42%
2 MORGAN STANLEY 1,802,940 15,000,000 14.80%
3 B. Riley Wealth Advisors, Inc. 197,122 10,882,000 10.74%
4 Invesco Ltd. 1,233,867 10,266,000 10.13%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 992,082 8,254,000 8.15%
6 GUGGENHEIM CAPITAL LLC 838,932 6,980,000 6.89%
7 McGowan Group Asset Management, Inc. 696,481 5,795,000 5.72%
8 LPL Financial LLC 444,568 3,699,000 3.65%
9 Index Management Solutions, LLC 416,842 3,468,000 3.42%
10 Shaker Financial Services, LLC 329,354 2,740,000 2.70%
11 MARINER INVESTMENT GROUP LLC 250,000 2,080,000 2.05%
12 DOLIVER ADVISORS, LP 226,560 1,884,000 1.86%
13 WOLVERINE ASSET MANAGEMENT LLC 184,368 1,533,000 1.51%
14 Karpus Management, Inc. 171,457 1,427,000 1.41%
15 WELLS FARGO & COMPANY/MN 140,929 1,172,000 1.16%
16 OPPENHEIMER & CO INC 122,262 1,017,000 1.00%
17 Investors Capital Advisory Services 91,192 758,000 0.75%
18 Cetera Advisor Networks LLC 82,774 686,000 0.68%
19 BANK OF AMERICA CORP /DE/ 81,727 680,000 0.67%
20 RAYMOND JAMES & ASSOCIATES 80,998 674,000 0.67%
21 AMERIPRISE FINANCIAL INC 77,942 642,000 0.63%
22 TFS CAPITAL LLC 72,227 601,000 0.59%
23 First Allied Advisory Services, Inc. 64,726 538,000 0.53%
24 Commonwealth Equity Services, Inc 63,069 525,000 0.52%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,520 495,000 0.49%
26 Virtu KCG Holdings LLC 49,244 410,000 0.40%
27 Alpine Global Management, LLC 45,965 382,000 0.38%
28 Creative Planning 43,663 363,000 0.36%
29 AMERICAN INTERNATIONAL GROUP, INC. 36,727 305,569 0.30%
30 CORNERSTONE ADVISORS INC 33,000 275,000 0.27%
31 GOLDMAN SACHS GROUP INC 32,499 270,000 0.27%
32 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 30,590 255,000 0.25%
33 JANE STREET GROUP, LLC 22,155 184,000 0.18%
34 ROYAL BANK OF CANADA 19,768 165,000 0.16%
35 IFC Holdings Incorporated/FL 17,667 151,000 0.15%
36 PNC FINANCIAL SERVICES GROUP, INC. 15,610 130,000 0.13%
37 NATIONAL PLANNING CORP 14,933 122,300 0.12%
38 Janney Montgomery Scott LLC 12,485 103,877 0.10%
39 CREDIT SUISSE AG/ 12,100 101,000 0.10%
40 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,590 96,000 0.09%
41 Private Advisor Group, LLC 10,500 87,000 0.09%
42 Robert W. Baird & Co. Inc 10,126 84,000 0.08%
43 Stratos Wealth Partners, LTD. 8,105 67,434 0.07%
44 CITIGROUP INC 7,844 66,000 0.07%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 4,800 40,000 0.04%
46 DEUTSCHE BANK AG\ 4,800 39,000 0.04%
47 HABERER REGISTERED INVESTMENT ADVISOR INC 4,520 38,000 0.04% SH
48 FIFTH THIRD BANCORP 4,000 33,000 0.03%
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,167 26,000 0.03%
50 Cordasco Financial Network 3,128 26,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.