| 1 |
Yakira Capital Management, Inc. |
1,423,836 |
9,212,000 |
36.01% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
1,220,752 |
7,898,000 |
30.87% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
917,402 |
5,936,000 |
23.20% |
|
|
| 4 |
NATIONAL PLANNING CORP |
62,870 |
411,000 |
1.61% |
|
|
| 5 |
B. Riley Wealth Advisors, Inc. |
61,297 |
397,000 |
1.55% |
|
|
| 6 |
LPL Financial LLC |
39,124 |
253,000 |
0.99% |
|
|
| 7 |
Del Mar Asset Management, LP |
35,600 |
230,000 |
0.90% |
|
|
| 8 |
Investors Capital Advisory Services |
27,884 |
180,000 |
0.70% |
|
|
| 9 |
CSS LLC/IL |
26,882 |
174,000 |
0.68% |
|
|
| 10 |
Fisher Asset Management, LLC |
21,997 |
142,000 |
0.56% |
|
|
| 11 |
Cetera Advisors LLC |
16,464 |
107,000 |
0.42% |
|
|
| 12 |
Private Advisor Group, LLC |
16,007 |
104,000 |
0.41% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
13,964 |
92,000 |
0.36% |
|
|
| 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
14,000 |
91,000 |
0.36% |
|
|
| 15 |
Commonwealth Equity Services, Inc |
12,903 |
83,000 |
0.32% |
|
|
| 16 |
Virtu KCG Holdings LLC |
12,712 |
82,000 |
0.32% |
|
|
| 17 |
Creative Planning |
8,445 |
55,000 |
0.21% |
|
|
| 18 |
MORGAN STANLEY |
8,142 |
53,000 |
0.21% |
|
|
| 19 |
D.A. DAVIDSON & CO. |
4,159 |
26,000 |
0.10% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,460 |
22,386 |
0.09% |
|
|
| 21 |
UBS AG |
3,165 |
20,000 |
0.08% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
1,885 |
12,000 |
0.05% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
317 |
2,000 |
0.01% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
72 |
0 |
0.00% |
|
|
