| 1 |
Yakira Capital Management, Inc. |
1,244,030 |
7,576,000 |
66.75% |
|
SH |
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
164,223 |
1,000,000 |
8.81% |
|
|
| 3 |
MARINER INVESTMENT GROUP LLC |
98,992 |
603,000 |
5.31% |
|
|
| 4 |
NATIONAL PLANNING CORP |
85,570 |
521,000 |
4.59% |
|
|
| 5 |
B. Riley Wealth Advisors, Inc. |
125,594 |
382,816 |
3.37% |
|
|
| 6 |
LPL Financial LLC |
62,807 |
382,000 |
3.37% |
|
|
| 7 |
Investors Capital Advisory Services |
31,084 |
189,000 |
1.67% |
|
|
| 8 |
CSS LLC/IL |
27,744 |
169,000 |
1.49% |
|
|
| 9 |
Cetera Advisors LLC |
16,464 |
100,000 |
0.88% |
|
|
| 10 |
Private Advisor Group, LLC |
16,007 |
97,000 |
0.85% |
|
|
| 11 |
First Allied Advisory Services, Inc. |
12,620 |
79,000 |
0.70% |
|
|
| 12 |
MORGAN STANLEY |
12,151 |
74,000 |
0.65% |
|
|
| 13 |
Creative Planning |
8,714 |
53,000 |
0.47% |
|
|
| 14 |
SIT INVESTMENT ASSOCIATES INC |
5,729 |
35,000 |
0.31% |
|
|
| 15 |
D.A. DAVIDSON & CO. |
4,159 |
25,000 |
0.22% |
|
|
| 16 |
MSI Financial Services Inc |
3,200 |
19,000 |
0.17% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
1,972 |
12,000 |
0.11% |
|
|
| 18 |
Tower Research Capital LLC (TRC) |
1,654 |
10,000 |
0.09% |
|
|
| 19 |
NEXT Financial Group, Inc |
1,200 |
7,000 |
0.06% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
1,094 |
7,000 |
0.06% |
|
|
| 21 |
UBS AG |
1,015 |
6,000 |
0.05% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
460 |
2,801 |
0.02% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
72 |
0 |
0.00% |
|
|
