| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 744,960 | 4,418,000 | 43.01% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 307,467 | 1,823,000 | 17.75% | ||
| 3 | NATIONAL PLANNING CORP | 221,484 | 1,327,000 | 12.92% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 150,501 | 892,000 | 8.68% | ||
| 5 | WEDBUSH SECURITIES INC | 80,500 | 477,000 | 4.64% | ||
| 6 | B. Riley Wealth Advisors, Inc. | 46,200 | 274,000 | 2.67% | ||
| 7 | LPL Financial LLC | 39,595 | 235,000 | 2.29% | ||
| 8 | UBS AG | 33,486 | 199,000 | 1.94% | ||
| 9 | CSS LLC/IL | 27,615 | 164,000 | 1.60% | ||
| 10 | Del Mar Asset Management, LP | 18,900 | 112,000 | 1.09% | ||
| 11 | Cetera Advisors LLC | 17,703 | 104,000 | 1.01% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 14,000 | 84,000 | 0.82% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 11,681 | 69,000 | 0.67% | ||
| 14 | MORGAN STANLEY | 8,350 | 50,000 | 0.49% | ||
| 15 | Creative Planning | 5,104 | 30,000 | 0.29% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 1,799 | 11,000 | 0.11% | ||
| 17 | Tower Research Capital LLC (TRC) | 266 | 2,000 | 0.02% | ||
| 18 | WFG Advisors, LP | 251 | 1,000 | 0.01% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 4 | 24 | 0.00% | ||
| 20 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
