| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 457,468 | 2,580,000 | 44.05% | SH | |
| 2 | NATIONAL PLANNING CORP | 228,910 | 1,291,000 | 22.04% | ||
| 3 | WEDBUSH SECURITIES INC | 95,500 | 539,000 | 9.20% | ||
| 4 | LPL Financial LLC | 91,530 | 516,000 | 8.81% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 92,400 | 260,829 | 4.45% | ||
| 6 | UBS AG | 34,925 | 197,000 | 3.36% | ||
| 7 | CSS LLC/IL | 28,598 | 161,000 | 2.75% | ||
| 8 | Cetera Advisors LLC | 17,703 | 100,000 | 1.71% | ||
| 9 | Virtu KCG Holdings LLC | 11,449 | 65,000 | 1.11% | ||
| 10 | MORGAN STANLEY | 8,350 | 47,000 | 0.80% | ||
| 11 | Creative Planning | 5,599 | 32,000 | 0.55% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 3,851 | 22,000 | 0.38% | ||
| 13 | ROYAL BANK OF CANADA | 3,656 | 21,000 | 0.36% | ||
| 14 | CITIGROUP INC | 1,879 | 11,000 | 0.19% | ||
| 15 | NEXT Financial Group, Inc | 1,300 | 7,000 | 0.12% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 891 | 5,000 | 0.09% | ||
| 17 | Tower Research Capital LLC (TRC) | 324 | 2,000 | 0.03% | ||
| 18 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
