| 1 |
QVT Financial LP |
5,275,188 |
17,777,000 |
28.03% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,942,528 |
6,546,000 |
10.32% |
|
|
| 3 |
FRANKLIN RESOURCES INC |
1,915,900 |
6,457,000 |
10.18% |
|
|
| 4 |
VANGUARD GROUP INC |
1,646,763 |
5,549,000 |
8.75% |
|
|
| 5 |
BlackRock Fund Advisors |
1,515,459 |
5,107,000 |
8.05% |
|
|
| 6 |
BAKER BROS. ADVISORS LP |
1,319,989 |
4,448,000 |
7.01% |
|
|
| 7 |
STATE STREET CORP |
695,058 |
2,343,000 |
3.69% |
|
|
| 8 |
RTW INVESTMENTS, LP |
563,814 |
1,900,000 |
3.00% |
|
|
| 9 |
NORTHERN TRUST CORP |
556,166 |
1,874,000 |
2.95% |
|
|
| 10 |
KENNEDY CAPITAL MANAGEMENT LLC |
488,141 |
1,645,000 |
2.59% |
|
|
| 11 |
DAFNA Capital Management LLC |
300,813 |
1,014,000 |
1.60% |
|
SH |
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
272,974 |
919,000 |
1.45% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
271,000 |
913,000 |
1.44% |
Call |
|
| 14 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
226,288 |
763,000 |
1.20% |
|
|
| 15 |
Bank of New York Mellon Corp |
220,044 |
742,000 |
1.17% |
|
|
| 16 |
BlackRock Investment Management, LLC |
182,514 |
615,000 |
0.97% |
|
|
| 17 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
133,307 |
368,000 |
0.58% |
|
|
| 18 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
102,925 |
347,000 |
0.55% |
|
|
| 19 |
MORGAN STANLEY |
101,495 |
342,000 |
0.54% |
|
|
| 20 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
81,800 |
276,000 |
0.44% |
|
|
| 21 |
TEACHERS ADVISORS, LLC |
78,395 |
264,000 |
0.42% |
|
|
| 22 |
ENTERPRISE FINANCIAL SERVICES CORP |
74,764 |
252,000 |
0.40% |
|
|
| 23 |
RHUMBLINE ADVISERS |
72,030 |
243,000 |
0.38% |
|
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
68,600 |
231,000 |
0.36% |
Put |
|
| 25 |
PRICE T ROWE ASSOCIATES INC /MD/ |
56,400 |
190,000 |
0.30% |
|
|
| 26 |
SHEPHERD KAPLAN KROCHUK, LLC |
52,509 |
177,000 |
0.28% |
|
|
| 27 |
CITADEL ADVISORS LLC |
48,226 |
163,000 |
0.26% |
|
|
| 28 |
VOYA INVESTMENT MANAGEMENT LLC |
42,952 |
145,000 |
0.23% |
|
|
| 29 |
Nationwide Fund Advisors |
41,017 |
138,000 |
0.22% |
|
|
| 30 |
EMERSON INVESTMENT MANAGEMENT, LLC |
38,500 |
130,000 |
0.20% |
|
|
| 31 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
38,259 |
129,000 |
0.20% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
37,197 |
125,354 |
0.20% |
|
|
| 33 |
BLACKROCK ADVISORS LLC |
35,552 |
120,000 |
0.19% |
|
|
| 34 |
Airain ltd |
32,197 |
109,000 |
0.17% |
|
|
| 35 |
DIMENSIONAL FUND ADVISORS LP |
31,200 |
105,000 |
0.17% |
|
|
| 36 |
Joel Isaacson & Co., LLC |
25,000 |
84,000 |
0.13% |
|
|
| 37 |
Commonwealth Equity Services, Inc |
24,301 |
82,000 |
0.13% |
|
|
| 38 |
ROYAL BANK OF CANADA |
21,732 |
73,000 |
0.12% |
|
|
| 39 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
19,765 |
67,000 |
0.11% |
|
|
| 40 |
ALLIANCEBERNSTEIN L.P. |
19,000 |
64,000 |
0.10% |
|
|
| 41 |
Virtu KCG Holdings LLC |
18,846 |
64,000 |
0.10% |
|
|
| 42 |
GOLDMAN SACHS GROUP INC |
18,129 |
61,000 |
0.10% |
|
|
| 43 |
Focused Wealth Management, Inc |
17,300 |
58,000 |
0.09% |
|
|
| 44 |
GUGGENHEIM CAPITAL LLC |
16,468 |
55,000 |
0.09% |
|
|
| 45 |
Composition Wealth, LLC |
14,286 |
51,000 |
0.08% |
|
|
| 46 |
Clear Harbor Asset Management, LLC |
13,000 |
44,000 |
0.07% |
|
|
| 47 |
MSI Financial Services Inc |
12,000 |
40,000 |
0.06% |
|
|
| 48 |
Rotella Capital Management, Inc. |
11,100 |
37,000 |
0.06% |
|
|
| 49 |
ProShare Advisors LLC |
10,777 |
36,000 |
0.06% |
|
|
| 50 |
WELLS FARGO & COMPANY/MN |
8,574 |
29,000 |
0.05% |
|
|
