| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QVT Financial LP | 5,164,600 | 18,024,000 | 28.07% | ||
| 2 | FRANKLIN RESOURCES INC | 1,915,900 | 6,686,000 | 10.41% | ||
| 3 | JPMORGAN CHASE & CO | 1,897,929 | 6,623,000 | 10.32% | ||
| 4 | BAKER BROS. ADVISORS LP | 1,350,000 | 4,712,000 | 7.34% | ||
| 5 | VANGUARD GROUP INC | 1,255,887 | 4,383,000 | 6.83% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 1,106,084 | 3,860,000 | 6.01% | ||
| 7 | Verition Fund Management LLC | 709,643 | 2,477,000 | 3.86% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 538,868 | 1,880,000 | 2.93% | ||
| 9 | KENNEDY CAPITAL MANAGEMENT LLC | 506,642 | 1,768,000 | 2.75% | ||
| 10 | SPHERA FUNDS MANAGEMENT LTD. | 405,000 | 1,413,000 | 2.20% | ||
| 11 | Allianz Asset Management GmbH | 361,000 | 1,260,000 | 1.96% | ||
| 12 | DAFNA Capital Management LLC | 225,000 | 785,000 | 1.22% | ||
| 13 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 215,455 | 752,000 | 1.17% | ||
| 14 | MORGAN STANLEY | 206,631 | 722,000 | 1.12% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 195,220 | 681,000 | 1.06% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 186,600 | 651,000 | 1.01% | Put | |
| 17 | Quantitative Investment Management, LLC | 141,600 | 494,000 | 0.77% | ||
| 18 | GOLDMAN SACHS GROUP INC | 134,700 | 470,000 | 0.73% | Call | |
| 19 | UBS AG | 131,854 | 460,000 | 0.72% | ||
| 20 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 133,307 | 442,000 | 0.69% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 120,100 | 419,000 | 0.65% | Call | |
| 22 | BlackRock Fund Advisors | 106,069 | 370,000 | 0.58% | ||
| 23 | PRICE T ROWE ASSOCIATES INC /MD/ | 105,900 | 370,000 | 0.58% | ||
| 24 | SOROS FUND MANAGEMENT LLC | 81,800 | 285,000 | 0.44% | ||
| 25 | NORTHERN TRUST CORP | 78,779 | 275,000 | 0.43% | ||
| 26 | ENTERPRISE FINANCIAL SERVICES CORP | 75,371 | 263,000 | 0.41% | ||
| 27 | AQR CAPITAL MANAGEMENT LLC | 73,600 | 257,000 | 0.40% | ||
| 28 | Spot Trading L.L.C | 69,100 | 241,000 | 0.38% | Call | |
| 29 | SG Americas Securities, LLC | 69,130 | 241,000 | 0.38% | ||
| 30 | CREDIT SUISSE AG/ | 66,036 | 230,000 | 0.36% | ||
| 31 | TORONTO DOMINION BANK | 65,500 | 229,000 | 0.36% | Call | |
| 32 | Schonfeld Group Holdings LLC | 60,200 | 210,000 | 0.33% | ||
| 33 | Trellus Management Company, LLC | 57,400 | 200,000 | 0.31% | ||
| 34 | Bank of New York Mellon Corp | 53,663 | 187,000 | 0.29% | ||
| 35 | TUDOR INVESTMENT CORP ET AL | 51,898 | 181,000 | 0.28% | ||
| 36 | JANE STREET GROUP, LLC | 50,081 | 175,000 | 0.27% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 47,849 | 167,000 | 0.26% | ||
| 38 | WELLS FARGO & COMPANY/MN | 39,243 | 137,000 | 0.21% | ||
| 39 | NOMURA HOLDINGS INC | 33,300 | 118,000 | 0.18% | Call | |
| 40 | PANAGORA ASSET MANAGEMENT INC | 32,849 | 115,000 | 0.18% | ||
| 41 | STATE STREET CORP | 32,675 | 115,000 | 0.18% | ||
| 42 | GROUP ONE TRADING LLC | 26,400 | 92,000 | 0.14% | ||
| 43 | STEVENS CAPITAL MANAGEMENT LP | 22,520 | 79,000 | 0.12% | ||
| 44 | Virtu KCG Holdings LLC | 20,423 | 71,000 | 0.11% | ||
| 45 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 19,000 | 66,000 | 0.10% | ||
| 46 | Commonwealth Equity Services, Inc | 18,087 | 63,000 | 0.10% | ||
| 47 | GUGGENHEIM CAPITAL LLC | 17,485 | 61,000 | 0.10% | ||
| 48 | Tradeworx Inc. | 16,576 | 58,000 | 0.09% | ||
| 49 | Janney Montgomery Scott LLC | 14,815 | 51,704 | 0.08% | ||
| 50 | UBS AG | 13,900 | 49,000 | 0.08% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
