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DYNEGY INCORPORATED NEW D
DYNEGY INCORPORATED NEW D . Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 192 Institutional holders with a total value of $1,709,432,879.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
2 Endurance Wealth Management, Inc. 3 0 0.00%
3 IFP ADVISORS, INC 6 0 0.00%
4 ClariVest Asset Management LLC 27 0 0.00%
5 Creative Planning 10 0 0.00%
6 WASHINGTON TRUST BANK 39 0 0.00%
7 MSI Financial Services Inc 24 0 0.00%
8 PIEDMONT INVESTMENT ADVISORS INC 65 805 0.00%
9 ADVISOR GROUP, INC. 52 1,000 0.00%
10 CUTLER GROUP LLC / CA 13,000 1,000 0.00% Call
11 Spot Trading L.L.C 100 1,000 0.00% Put
12 TORTOISE CAPITAL ADVISORS, L.L.C. 45 1,000 0.00%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 190 2,000 0.00%
14 LEBENTHAL ASSET MANAGEMENT, LLC 280 3,000 0.00%
15 FineMark National Bank & Trust 300 4,000 0.00%
16 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 500 6,000 0.00%
17 BALENTINE LLC 460 6,000 0.00%
18 Alexandria Capital, LLC 601 7,000 0.00%
19 ROYAL BANK OF CANADA 710 9,000 0.00%
20 Parallax Volatility Advisers, L.P. 769 10,000 0.00%
21 Jefferies Group LLC 800 10,000 0.00%
22 PNC FINANCIAL SERVICES GROUP, INC. 1,130 14,000 0.00%
23 CWM, LLC 1,320 16,000 0.00%
24 PEAK6 Group LLC 1,500 19,000 0.00% Put
25 UBS Group AG 1,582 20,000 0.00%
26 GLENMEDE TRUST CO NA 2,201 27,000 0.00%
27 Zurcher Kantonalbank (Zurich Cantonalbank) 2,776 34,000 0.00%
28 CUTLER GROUP LLC / CA 28,100 43,000 0.00% Put
29 CSS LLC/IL 5,247 65,000 0.00%
30 Cubist Systematic Strategies, LLC 5,777 72,000 0.00%
31 SEVEN BRIDGES ADVISORS LLC 7,272 90,000 0.01%
32 NISA INVESTMENT ADVISORS, LLC 7,400 92,000 0.01%
33 SEI INVESTMENTS CO 7,836 97,000 0.01%
34 BANK OF MONTREAL /CAN/ 9,083 113,000 0.01%
35 WOLVERINE ASSET MANAGEMENT LLC 9,800 121,000 0.01% Call
36 Ameritas Investment Partners, Inc. 10,095 125,000 0.01%
37 BNP PARIBAS FINANCIAL MARKETS 10,647 128,884 0.01%
38 TEACHER RETIREMENT SYSTEM OF TEXAS 10,610 131,000 0.01%
39 WOLVERINE TRADING LP /BD 11,900 143,000 0.01% Call
40 SYNOVUS FINANCIAL CORP 12,414 154,000 0.01%
41 Jefferies Group LLC 12,500 155,000 0.01% Put
42 AMALGAMATED BANK 12,800 159,000 0.01%
43 HOWARD HUGHES MEDICAL INSTITUTE 12,990 161,000 0.01%
44 Engineers Gate Manager LP 13,044 162,000 0.01%
45 WATER ISLAND CAPITAL LLC 13,750 170,000 0.01%
46 RIVER WEALTH ADVISORS LLC 13,700 170,000 0.01%
47 Trafelet Capital Management, L.P. 13,800 171,000 0.01%
48 CANADA LIFE ASSURANCE Co 13,925 172,000 0.01%
49 ProShare Advisors LLC 14,335 178,000 0.01%
50 PANAGORA ASSET MANAGEMENT INC 14,489 180,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.