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EATON VANCE FLTING RATE INC
EATON VANCE FLTING RATE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 80 Institutional holders with a total value of $197,591,919.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLACKROCK ADVISORS LLC 100 1,000 0.00%
2 Edge Wealth Management LLC 310 4,000 0.00% SH
3 D.A. DAVIDSON & CO. 400 5,000 0.00%
4 Highlander Capital Management, LLC 500 7,000 0.00%
5 PENSERRA CAPITAL MANAGEMENT LLC 568 8,000 0.00%
6 Winslow, Evans & Crocker, Inc. 800 11,360 0.01%
7 Focused Wealth Management, Inc 1,000 14,000 0.01%
8 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,700 24,000 0.01%
9 ROBLE, BELKO & COMPANY, INC 1,745 25,000 0.01%
10 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,000 28,000 0.01%
11 Gradient Investments LLC 2,051 29,000 0.01%
12 MUFG Americas Holdings Corp 3,332 47,000 0.02%
13 US BANCORP \DE\ 3,355 48,000 0.02%
14 ADVISOR GROUP, INC. 3,446 50,000 0.03%
15 ROYAL BANK OF CANADA 4,281 61,000 0.03%
16 Advisory Services Network, LLC 4,775 68,000 0.03%
17 BANK OF MONTREAL /CAN/ 7,130 101,000 0.05%
18 Hudock, Inc. 8,068 114,000 0.06%
19 Evercore Wealth Management, LLC 8,500 121,000 0.06%
20 SEI INVESTMENTS CO 8,800 125,000 0.06%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,145 143,000 0.07%
22 Coe Capital Management, LLC 10,000 144,000 0.07%
23 First Heartland Consultants, Inc. 10,312 146,000 0.07%
24 INVESTMENT CENTERS OF AMERICA INC 11,019 155,000 0.08%
25 AMERIPRISE FINANCIAL INC 10,392 156,000 0.08%
26 Clear Harbor Asset Management, LLC 11,090 157,000 0.08%
27 Crescent Capital Group LP 12,000 170,000 0.09%
28 Private Advisor Group, LLC 12,693 180,000 0.09%
29 Concert Wealth Management Inc. 14,011 198,000 0.10%
30 PNC FINANCIAL SERVICES GROUP, INC. 14,177 201,000 0.10%
31 TWIN FOCUS CAPITAL PARTNERS, LLC 14,176 201,000 0.10%
32 MSI Financial Services Inc 14,543 207,000 0.10%
33 BAR HARBOR WEALTH MANAGEMENT 14,825 211,000 0.11%
34 HighTower Advisors, LLC 15,187 215,000 0.11%
35 WELLINGTON MANAGEMENT GROUP LLP 15,500 220,000 0.11% PRN
36 OTA Financial Group L.P. 16,864 239,000 0.12%
37 Horizon Kinetics LLC 17,000 241,000 0.12%
38 Madden Advisory Services, Inc. 20,065 284,000 0.14%
39 Diligent Investors, LLC 22,700 323,000 0.16%
40 Commonwealth Equity Services, Inc 22,967 326,000 0.16%
41 IFP ADVISORS, INC 24,634 350,000 0.18%
42 Greenwich Wealth Management LLC 25,131 357,000 0.18%
43 SHUFRO ROSE & CO LLC 27,400 389,000 0.20% PRN
44 FIFTH THIRD BANCORP 30,025 426,000 0.22%
45 WELLS FARGO & COMPANY/MN 36,123 513,000 0.26%
46 Apollo Management Holdings, L.P. 40,000 568,000 0.29%
47 Capital Investment Advisors, LLC 52,408 744,000 0.38%
48 Creative Planning 52,942 752,000 0.38%
49 CITIGROUP INC 53,836 764,000 0.39%
50 HL FINANCIAL SERVICES LLC 56,149 797,000 0.40%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.