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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 5 Institutional holders with a total value of $1,069,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Azimuth Capital Management LLC 39,700 345,000 32.27%
2 Cetera Advisor Networks LLC 28,700 251,000 23.48%
3 FIRST FOUNDATION ADVISORS 26,248 228,000 21.33%
4 Cetera Advisors LLC 14,725 131,000 12.25%
5 HOLLENCREST CAPITAL MANAGEMENT 13,189 114,000 10.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.