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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES . Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 4 Institutional holders with a total value of $1,197,165.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Azimuth Capital Management LLC 62,900 548,000 45.77%
2 Cetera Advisor Networks LLC 49,755 434,000 36.25%
3 HOLLENCREST CAPITAL MANAGEMENT 13,189 115,000 9.61%
4 First City Capital Management, Inc. 11,500 100,165 8.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.