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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES . Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 4 Institutional holders with a total value of $1,143,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Azimuth Capital Management LLC 61,900 559,000 48.91%
2 Cetera Advisor Networks LLC 38,455 347,000 30.36%
3 HOLLENCREST CAPITAL MANAGEMENT 13,189 119,000 10.41%
4 Cetera Advisors LLC 13,041 118,000 10.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.