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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES . Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 4 Institutional holders with a total value of $1,541,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SMITH SHELLNUT WILSON LLC /ADV 13,000 121,000 7.85%
2 HOLLENCREST CAPITAL MANAGEMENT 16,301 152,000 9.86%
3 Azimuth Capital Management LLC 59,700 556,000 36.08%
4 Ken Stern & Associates, Inc. 76,505 712,000 46.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.