| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HOLLENCREST CAPITAL MANAGEMENT | 524,267 | 12,839,000 | 85.16% | ||
| 2 | Regent Investment Management LLC | 48,799 | 1,195,000 | 7.93% | ||
| 3 | Cetera Advisor Networks LLC | 42,579 | 1,042,000 | 6.91% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
