| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HOLLENCREST CAPITAL MANAGEMENT | 524,267 | 13,516,000 | 90.19% | ||
| 2 | Regent Investment Management LLC | 45,999 | 1,186,000 | 7.91% | ||
| 3 | Cetera Advisor Networks LLC | 11,029 | 284,000 | 1.90% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
