| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HOLLENCREST CAPITAL MANAGEMENT | 524,267 | 13,552,000 | 84.63% | ||
| 2 | Regent Investment Management LLC | 48,499 | 1,254,000 | 7.83% | ||
| 3 | Cetera Advisor Networks LLC | 46,679 | 1,208,000 | 7.54% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
