| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 643,150 | 3,859,000 | 11.18% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 457,497 | 2,745,000 | 7.95% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 376,000 | 2,256,000 | 6.54% | Put | |
| 4 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 350,823 | 2,105,000 | 6.10% | ||
| 5 | MORGAN STANLEY | 346,912 | 2,082,000 | 6.03% | ||
| 6 | BARCLAYS PLC | 258,724 | 1,553,000 | 4.50% | ||
| 7 | Curi Capital, LLC | 230,500 | 1,383,000 | 4.01% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 214,000 | 1,284,000 | 3.72% | ||
| 9 | WELLS FARGO & COMPANY/MN | 211,506 | 1,268,000 | 3.67% | ||
| 10 | Texas Yale Capital Corp. | 184,498 | 1,107,000 | 3.21% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 170,559 | 1,024,000 | 2.97% | ||
| 12 | CIBC BANK USA | 163,535 | 981,000 | 2.84% | ||
| 13 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 153,697 | 922,000 | 2.67% | ||
| 14 | BB&T SECURITIES, LLC | 152,732 | 916,000 | 2.65% | ||
| 15 | GOLDMAN SACHS GROUP INC | 152,310 | 914,000 | 2.65% | ||
| 16 | Arrow Investment Advisors, LLC | 141,195 | 847,000 | 2.45% | ||
| 17 | GSA CAPITAL PARTNERS LLP | 131,400 | 788,000 | 2.28% | ||
| 18 | ROYAL BANK OF CANADA | 122,266 | 733,000 | 2.12% | ||
| 19 | NOVARE CAPITAL MANAGEMENT LLC | 112,500 | 675,000 | 1.96% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 87,210 | 523,000 | 1.52% | ||
| 21 | LPL Financial LLC | 79,490 | 489,000 | 1.42% | ||
| 22 | WOLVERINE TRADING LP /BD | 55,900 | 343,000 | 0.99% | Put | |
| 23 | Commonwealth Equity Services, Inc | 56,891 | 341,000 | 0.99% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 55,600 | 334,000 | 0.97% | Call | |
| 25 | WOLVERINE TRADING LP /BD | 44,000 | 270,000 | 0.78% | Call | |
| 26 | CITIGROUP INC | 44,707 | 268,000 | 0.78% | ||
| 27 | PEAK6 Group LLC | 42,500 | 255,000 | 0.74% | Put | |
| 28 | Cetera Advisor Networks LLC | 41,928 | 252,000 | 0.73% | ||
| 29 | HighTower Advisors, LLC | 41,670 | 250,000 | 0.72% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,319 | 218,000 | 0.63% | ||
| 31 | BANK OF MONTREAL /CAN/ | 35,000 | 210,000 | 0.61% | ||
| 32 | Creative Planning | 34,984 | 210,000 | 0.61% | ||
| 33 | Global X Management CO LLC | 32,510 | 195,000 | 0.57% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 31,885 | 191,000 | 0.55% | ||
| 35 | Huntington Steele LLC | 29,158 | 175,000 | 0.51% | ||
| 36 | ALBERT D MASON INC | 28,025 | 168,000 | 0.49% | ||
| 37 | CITADEL ADVISORS LLC | 27,100 | 163,000 | 0.47% | Call | |
| 38 | CREDIT SUISSE AG/ | 26,936 | 162,000 | 0.47% | ||
| 39 | INVESTMENT CENTERS OF AMERICA INC | 26,763 | 162,000 | 0.47% | ||
| 40 | GUGGENHEIM CAPITAL LLC | 25,271 | 151,000 | 0.44% | ||
| 41 | AMERIPRISE FINANCIAL INC | 24,968 | 149,000 | 0.43% | ||
| 42 | ALLIANCEBERNSTEIN L.P. | 18,208 | 109,000 | 0.32% | ||
| 43 | DEUTSCHE BANK AG\ | 18,169 | 109,000 | 0.32% | ||
| 44 | First Allied Advisory Services, Inc. | 16,900 | 101,000 | 0.29% | ||
| 45 | COMMERCE BANK | 14,196 | 85,000 | 0.25% | ||
| 46 | RAYMOND JAMES & ASSOCIATES | 12,270 | 74,000 | 0.21% | ||
| 47 | LEVIN CAPITAL STRATEGIES, L.P. | 11,770 | 71,000 | 0.21% | ||
| 48 | STIFEL FINANCIAL CORP | 11,550 | 69,000 | 0.20% | ||
| 49 | PEAK6 Group LLC | 11,384 | 68,000 | 0.20% | ||
| 50 | KORNITZER CAPITAL MANAGEMENT INC /KS | 11,200 | 67,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
