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Fidus Investment Corp
Fidus Investment Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 69 Institutional holders with a total value of $92,082,639.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN INTERNATIONAL GROUP, INC. 9,969 192,502 0.21%
52 BLACKROCK ADVISORS LLC 7,198 139,000 0.15%
53 Carroll Financial Associates, Inc. 6,710 130,000 0.14%
54 DEUTSCHE BANK AG\ 6,050 116,000 0.13%
55 ROYAL BANK OF CANADA 5,203 100,000 0.11%
56 Creative Planning 3,731 72,000 0.08%
57 BARCLAYS PLC 3,828 72,000 0.08%
58 CITIGROUP INC 2,317 44,000 0.05%
59 ALLIANCEBERNSTEIN L.P. 1,649 32,000 0.03%
60 Tower Research Capital LLC (TRC) 1,592 31,000 0.03%
61 PANAGORA ASSET MANAGEMENT INC 1,380 27,000 0.03%
62 BNP PARIBAS FINANCIAL MARKETS 990 18,137 0.02%
63 Invesco Ltd. 797 15,000 0.02%
64 SIGNATUREFD, LLC 700 14,000 0.02%
65 BlackRock Finance, Inc. 549 11,000 0.01%
66 Sandy Spring Bank 240 5,000 0.01%
67 WFG Advisors, LP 225 4,000 0.00%
68 OPTIMUM INVESTMENT ADVISORS 200 4,000 0.00%
69 BANK OF AMERICA CORP /DE/ 10 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.