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FIRST NIAGARA FINL GP INC
FIRST NIAGARA FINL GP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 273 Institutional holders with a total value of $2,569,553,339.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 22,492,981 212,559,000 8.27%
2 VANGUARD GROUP INC 20,141,879 190,341,000 7.41%
3 STATE STREET CORP 18,359,921 173,500,000 6.75%
4 PRICE T ROWE ASSOCIATES INC /MD/ 14,706,284 138,974,000 5.41%
5 BlackRock Fund Advisors 11,873,689 112,206,000 4.37%
6 BlackRock Institutional Trust Company, N.A. 9,964,843 94,168,000 3.66%
7 Allianz Asset Management GmbH 9,035,265 85,383,000 3.32%
8 SNOW CAPITAL MANAGEMENT LP 8,143,448 76,956,000 2.99%
9 ALLIANCEBERNSTEIN L.P. 7,903,164 74,685,000 2.91%
10 RUSSELL FRANK CO/ 7,743,670 69,809,000 2.72%
11 Invesco Ltd. 6,922,360 65,416,000 2.55%
12 LOMBARDIA CAPITAL PARTNERS LLC 4,995,617 47,209,000 1.84%
13 DIMENSIONAL FUND ADVISORS LP 4,968,688 46,948,000 1.83%
14 CAMBIAR INVESTORS LLC 4,668,188 44,114,000 1.72%
15 GUGGENHEIM CAPITAL LLC 4,642,076 43,869,000 1.71%
16 WELLINGTON MANAGEMENT GROUP LLP 4,598,957 43,460,000 1.69%
17 FULLER & THALER ASSET MANAGEMENT, INC. 4,564,900 43,138,000 1.68%
18 Bank of New York Mellon Corp 4,124,988 38,980,000 1.52%
19 MANAGED ACCOUNT ADVISORS LLC 3,858,659 36,465,000 1.42%
20 WELLS FARGO & COMPANY/MN 3,793,516 35,847,000 1.40%
21 PRUDENTIAL FINANCIAL INC 3,073,433 29,044,000 1.13%
22 NORTHERN TRUST CORP 3,021,465 28,554,000 1.11%
23 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 2,877,500 27,192,000 1.06%
24 SAC Capital Advisors LP 2,772,534 26,200,000 1.02%
25 Weiss Multi-Strategy Advisers LLC 2,750,000 25,988,000 1.01%
26 FMR LLC 2,565,067 24,240,000 0.94%
27 NEW YORK STATE COMMON RETIREMENT FUND 2,451,392 23,166,000 0.90%
28 UNITED SERVICES AUTOMOBILE ASSOCIATION 2,444,960 23,105,000 0.90%
29 Neuberger Berman Group LLC 2,183,304 20,632,000 0.80%
30 MORGAN STANLEY 2,142,924 20,251,000 0.79%
31 OppenheimerFunds, Inc. 2,118,080 20,016,000 0.78%
32 GEODE CAPITAL MANAGEMENT, LLC 1,983,214 18,741,000 0.73%
33 DIAMOND HILL CAPITAL MANAGEMENT INC 1,916,596 18,112,000 0.70%
34 PNC FINANCIAL SERVICES GROUP, INC. 1,848,312 17,467,000 0.68%
35 RS INVESTMENT MANAGEMENT CO LLC 1,823,791 17,235,000 0.67%
36 LORD, ABBETT & CO. LLC 1,743,600 16,477,000 0.64%
37 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 1,683,531 15,909,000 0.62%
38 WASATCH ADVISORS LP 1,600,355 15,123,000 0.59%
39 MILLENNIUM MANAGEMENT LLC 1,484,954 14,033,000 0.55%
40 MARSHALL WACE, LLP 1,460,716 13,804,000 0.54%
41 JPMORGAN CHASE & CO 1,393,805 13,171,000 0.51%
42 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,353,592 12,791,000 0.50%
43 FIRST TRUST ADVISORS LP 1,349,242 12,750,000 0.50%
44 BLACKROCK ADVISORS LLC 1,330,629 12,575,000 0.49%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,242,500 11,742,000 0.46%
46 BANK OF AMERICA CORP /DE/ 1,203,010 11,369,000 0.44%
47 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,201,772 11,356,000 0.44%
48 BlackRock Investment Management, LLC 1,193,695 11,280,000 0.44%
49 CITADEL ADVISORS LLC 1,169,526 11,052,000 0.43%
50 CREDIT SUISSE AG/ 1,153,650 10,902,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.